Katherine E. Army
Professional summary
Katherine Elizabeth Army, who also goes by Kate Army, Katie Army, Kate Wood, Katherine Elizabeth Wood, is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut.
Katherine is registered as a RR (Registered Representative) and started their career in finance in 2010. Katherine has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Katherine Elizabeth Army's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2019 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: One Orange Way, Windsor, CT 06095December 18, 2017 - April 1, 2019
VOYA INVESTMENT MANAGEMENT CO. LLC
June 16, 2017 - April 1, 2019
VOYA INVESTMENTS DISTRIBUTOR, LLC
June 18, 2012 - June 30, 2017
VOYA FINANCIAL ADVISORS, INC.
February 2, 2010 - June 20, 2012
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/18/2019)
Exams
FINRA
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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