Abhishek Akkapeddi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Abhishek Akkapeddi, who also goes by Abhishek Dwaraka Akkapeddi, was a registered financial professional .
Abhishek is a previously registered financial professional and started their career in finance in 2010. Abhishek had worked at 4 firms and has passed the Series 63, SIE and Series 79 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2025 - April 28, 2026
ERNST & YOUNG CAPITAL ADVISORS, LLC
October 5, 2021 - June 4, 2025
BARCLAYS CAPITAL INC.
September 26, 2018 - October 5, 2021
CREDIT SUISSE SECURITIES (USA) LLC
December 6, 2010 - October 9, 2018
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ERNST & YOUNG CAPITAL ADVISORS, LLC
CRD#: 152514 / SEC#: , 8-68461
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
