James S. Mcgettigan

STOKER OSTLER, A PART OF BMO FINANCIAL GROUP

Scottsdale, AZ 85251

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CRD#: 5748871

Professional summary

James Sean Mcgettigan, CFP® is a registered financial advisor currently at STOKER OSTLER, A PART OF BMO FINANCIAL GROUP located in Scottsdale, Arizona.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. James has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: JSMH ENTERPRISES, LLC; NOT INVESTMENT-RELATED; ADDRESS: 4301 N 21ST ST, UNIT 21, PHOENIX, AZ 85016; NATURE OF OTHER BUSINESS: PERSONAL HOLDINGS CONSULTING; POSITION, TITLE, AND RELATIONSHIP: MANAGER, MANAGING SHAREHOLDER, OWNER; START DATE OF RELATIONSHIP: OCTOBER 20, 2018; HOURS PER MONTH: 5-10 HOURS (HIGH SIDE ESTIMATE); HOURS DEVOTED DURING TRADING HOURS: NONE; DUTIES: THIS BUSINESS ACTIVITY HOLDS TAX SOFTWARE AND IS USED FROM TIME TO TIME FOR TAX CONSULTING/COMPLIANCE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Sean Mcgettigan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

January 31, 2024 - Present

STOKER OSTLER, A PART OF BMO FINANCIAL GROUP

Office #1: 4900 N. Scottsdale Road Suite 2600, Scottsdale, AZ 85251

RIA

CRD#: 111320

Scottsdale, AZ

Past

February 29, 2012 - October 21, 2014

MRA ASSOCIATES

RIA

CRD#: 152734

PHOENIX, AZ

Past

July 28, 2010 - December 23, 2011

GFO ADVISORY SERVICES, LLC

RIA

CRD#: 109278

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STOKER OSTLER, A PART OF BMO FINANCIAL GROUP

CRD#: 111320 / SEC#: 801-54265

RIA

Registered Investment Advisory firm - (4/14/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/22/2010

Uniform Investment Adviser Law Examination

Current Firm

STOKER OSTLER, A PART OF BMO FINANCIAL GROUP

CRD#: 111320 / SEC#: 801-54265

RIA

Registered Investment Advisory firm - (4/14/1997 Approved)

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Contact information

Main Address

4900 N. Scottsdale Road Suite 2600, Scottsdale, AZ 85251

Mailing Address

Phone number

(480) 890-8088

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STOKER OSTLER WEALTH ADVISORS INC FROM ADV PART 2A OCTOBER 2025 (10/20/2025)

Regulatory assets under management

Total Number of Accounts	4,732
AUM (Assets Under Management)	$ 3,100,176,318

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James S. Mcgettigan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Sean Mcgettigan's CRS (Customer Relationship Summary).

Certified licenses

Experience

STOKER OSTLER, A PART OF BMO FINANCIAL GROUP

MRA ASSOCIATES

GFO ADVISORY SERVICES, LLC

Primary Firm SEC Registration

STOKER OSTLER, A PART OF BMO FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 7/22/2010

Current Firm

STOKER OSTLER, A PART OF BMO FINANCIAL GROUP

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STOKER OSTLER, A PART OF BMO FINANCIAL GROUP

TRUST BUT VERIFY

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