ML
Ming T. Lo
LO, MING
Los Angeles, CA
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CRD#: 5748870
ML
Professional summary
Ming Te Lo is a registered financial advisor currently at LO, MING located in Los Angeles, California.
Ming is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Ming has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ming Lo
Non-investment related
1629 S Brockton Ave. #7
Los Angeles, CA 90025
Freelance actor
Beginning 1995
20-30 hours per week
CRS (Client Relationship Summary) - RIA
Click below to view Ming Te Lo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2019 - Present
LO, MING
RIA
CRD#: 152743
Los Angeles, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/2/2019)
Current Firm
LM
LO, MING
LO, MING | LO, MING TE
CRD#: 152743 / SEC#:
California
Registered Investment Advisory firm - (3/16/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Los Angeles, CA
Mailing Address
1629 S. Brockton Ave. #7 1629 S. Brockton Ave. #7, Los Angeles, CA 90025
Phone number
(310) 429-6464
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 223,513 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
