Alan R. Crosby

SOUTHLAND EQUITY PARTNERS.

MODESTO, CA 95350

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CRD#: 5748777

Professional summary

Alan Russell Crosby, CFP®, who also goes by Alan Crosby, is a registered financial advisor currently at SOUTHLAND EQUITY PARTNERS, LLC. located in Modesto, California and OSAIC WEALTH, INC. located in Modesto, California.

Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Alan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alan Crosby

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BRAVE CYCLING COMPANY LLC; POSITION: MEMBER; NATURE: LLC; INVESTMENT RELATED: NO; NUMBER OF HOURS: 10; SECURITIES TRADING HOURS: 0; START DATE: 03/19/2015; ADDRESS: 726 LYON STREET, SAN FRANCISCO CA 94115; DESCRIPTION: DESIGNING AND SELLING PREMIUM CYCLING APPAREL, ACCESSORIES, AND RELATED GOODS. 2. SOUTHLAND EQUITY PARTNERS POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/23/2018 ADDRESS: 1101 SYLVAN AVE STE B2, Modesto CA 95350, United States; DESCRIPTION: -Financial Advice & Planning; Investment Advice & Management 3. Crosby Capital Advisors LLC POSITION: Participant NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/26/2016 ADDRESS: 1101 Sylvan Ave, Modesto CA 95350 DESCRIPTION: Participant

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Russell Crosby's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Alan Russell Crosby's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

August 21, 2018 - Present

SOUTHLAND EQUITY PARTNERS, LLC.

Office #1: 1101 Sylvan Ave Suite B2, Modesto, CA 95350

RIA

CRD#: 154481

MODESTO, CA

Current

November 3, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 1101 Sylvan Avenue Suite B-2, Modesto, CA 95350

RIA

CRD#: 23131

Modesto, CA

Current

November 3, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 1101 Sylvan Avenue Suite B-2, Modesto, CA 95350

RIA

CRD#: 23131

Modesto, CA

Past

August 13, 2013 - November 3, 2023

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

MODESTO, CA

Past

August 9, 2013 - November 3, 2023

FSC SECURITIES CORPORATION

CRD#: 7461

MODESTO, CA

Past

September 19, 2012 - July 25, 2013

OSAIC FA, INC.

RIA

CRD#: 3978

SAN RAMON, CA

Past

September 19, 2012 - July 25, 2013

OSAIC FA, INC.

CRD#: 3978

SAN RAMON, CA

Past

September 2, 2010 - June 13, 2012

KCPAG FINANCIAL ADVISORS LLC

RIA

CRD#: 117491

MODESTO, CA

Past

March 18, 2010 - June 8, 2012

SECURITIES AMERICA, INC.

CRD#: 10205

MODESTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/3/2023)

Arizona
(11/3/2023)

IAR

California
(8/21/2018)

California
(11/3/2023)

Colorado
(11/3/2023)

Florida
(11/3/2023)

Georgia
(11/3/2023)

Idaho
(11/3/2023)

Illinois
(11/3/2023)

Massachusetts
(11/3/2023)

Michigan
(11/3/2023)

Minnesota
(11/3/2023)

IAR

Minnesota
(11/3/2023)

Missouri
(11/3/2023)

Montana
(11/3/2023)

Nevada
(11/3/2023)

New York
(3/22/2024)

North Carolina
(11/3/2023)

North Dakota
(3/4/2025)

Ohio
(11/3/2023)

IAR

Ohio
(11/3/2023)

Oregon
(11/3/2023)

Pennsylvania
(11/3/2023)

South Carolina
(11/3/2023)

South Dakota
(11/3/2023)

IAR

South Dakota
(11/3/2023)

Tennessee
(11/3/2023)

Texas
(11/3/2023)

IAR

Texas
(11/3/2023)

Virginia
(11/3/2023)

Washington
(11/3/2023)

IAR

Washington
(11/3/2023)

Wyoming
(11/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/4/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/2010

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alan R. Crosby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Russell Crosby's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Alan Russell Crosby's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

OSAIC FA, INC.

OSAIC FA, INC.

KCPAG FINANCIAL ADVISORS LLC

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/4/2010

SIE

Date: 10/1/2018

Series 7

Date: 3/17/2010

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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