Cierra S. Ko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cierra Susan Ko, who also goes by Cierra Ko, was a registered financial professional .
Cierra is a previously registered financial professional and started their career in finance in 2010. Cierra had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2013 - September 11, 2013
USAA FINANCIAL ADVISORS, INC.
June 7, 2013 - September 11, 2013
USAA FINANCIAL PLANNING SERVICES
April 13, 2010 - January 20, 2012
WADDELL & REED
March 10, 2010 - January 20, 2012
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL ADVISORS, INC.
CRD#: 129035 / SEC#: , 8-66197
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
