Samuel I. Hayes

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CRD#: 5748461

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Samuel Isaac Hayes, who also goes by Samuel Isaac Hayes, Samuel Hayes, was a registered financial professional .

Samuel is a previously registered financial professional and started their career in finance in 2011. Samuel had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Samuel Isaac Hayes | Samuel Hayes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) SANDY SPRINGS CONSERVANCY, 227 SANDY SPRINGS PLACE, STE D4720, SANDY SPRINGS, GA, BOARD MEMBER, 11/01/2016, ATTEND MEETINGS AND ORGANIZE VOLUNTEER EVENTS, 4 HOURS PER MONTH, NON INVESTMENT RELATED. 2.) SERENITY AT SIESTA KEY, LLC, 345RIDGEVIEW TRAIL, SANDY SPRINGS, GA 30328. OWNER OF VACATION RENTAL, 04/04/2014, OWN AND OPERATE VACATION RENTAL. DUTIES INCLUDE, COORDINATING WITH TENANTS, CLEANERS, POOL PEOPLE AND ANY REPAIRS NEEDED. 10 hrs/mo.-NON INVESTMENT RELATED. 3) EUGENE COHEN INURANCE AGENCY, 9933 LAWLER, AVE, STE 140, SKOKIE, IL 60077, SALES OF PRODUCTS NOT AVAILABLE ON EQUITABLE NETWORK, 11/01/2021, 5 HOURS PER MONTH. NON INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 5, 2023 - October 3, 2025

YOSEMITE EXECUTION PARTNERS INC.

CRD#: 165587

LAFAYETTE, CA

Past

June 4, 2020 - January 20, 2023

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

ATLANTA, GA

Past

June 3, 2020 - January 20, 2023

EQUITABLE ADVISORS, LLC

CRD#: 6627

ATLANTA, GA

Past

August 3, 2018 - January 2, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ATLANTA, GA

Past

August 2, 2018 - January 2, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ATLANTA, GA

Past

July 19, 2011 - April 6, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Atlanta, GA

Past

February 17, 2011 - April 6, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Atlanta, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/15/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/16/2011

General Securities Representative Examination

Current Firm

YOSEMITE EXECUTION PARTNERS INC.

SEEDCHANGE EXECUTION SERVICES INC. | YOSEMITE EXECUTION PARTNERS INC.

CRD#: 165587 / SEC#: , 8-69173

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

409 Read Dr., Lafayette, CA 94549

Mailing Address

409 Read Dr., Lafayette, CA 94549

Phone number

(415) 264-1003

Established

Delaware since 05/08/2012

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SEEDCHANGE INC.	100% OWNER
BELHUMEUR, WILLIAM DANIEL	PRESIDENT & CEO / CCO	4544803
POSTREL, HELENE BERSON	FINOP	2240945
SMITH, KEVIN DUANE	CHIEF OPERATING OFFICER

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel I. Hayes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

YOSEMITE EXECUTION PARTNERS INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/15/2011

SIE

Date: 10/1/2018

Series 7

Date: 2/16/2011

Current Firm

YOSEMITE EXECUTION PARTNERS INC.

Contact information

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

YOSEMITE EXECUTION PARTNERS INC.

TRUST BUT VERIFY

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