EB
Eric S. Burnette
PEACHCAP TAX & ADVISORY
Atlanta, GA 30305
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CRD#: 5747786
EB
Professional summary
Eric Steven Burnette, CFP®, who also goes by Eric Burnette, is a registered financial advisor currently at PEACHCAP TAX & ADVISORY, LLC located in Atlanta, Georgia and PEACHCAP SECURITIES, INC. located in Atlanta, Georgia.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Eric has worked at 4 firms and has passed the Series 66, Series 52TO, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric Burnette
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) PeachCap Inc, 550 Pharr Rd, Ste 700, Atlanta GA, Nature of business: holding company, started 1/1/2018, 5hrs/month during securities trading hours, duties: operations.(2)Peachcap CPA's, 550 Pharr Rd, Ste 700, Atlanta GA, Not Investment related, Nature of Business: CPA Accounting firm/Owner, started: 2014, 0-5 hrs per month during securities trading hours, duties: owner, not much operational duties
CRS (Client Relationship Summary) - RIA
Click below to view Eric Steven Burnette's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
August 3, 2011 - Present
PEACHCAP TAX & ADVISORY, LLC
Office #1: 550 Pharr Rd. Suite 700, Atlanta, GA 30305RIA
CRD#: 158729
Atlanta, GA
Current
October 3, 2015 - Present
PEACHCAP SECURITIES, INC.
Office #1: 550 Pharr Rd. Suite 700, Atlanta, GA 30305Office #2: 550 Pharr Rd, Suite 700, Atlanta, GA 30305BD
CRD#: 25590
Atlanta, GA
Past
February 24, 2010 - October 16, 2015
INVESTACORP ADVISORY SERVICES INC
RIA
CRD#: 109011
ATLANTA, GA
Past
January 14, 2010 - October 16, 2015
INVESTACORP, INC.
BD
CRD#: 7684
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PT
PEACHCAP TAX & ADVISORY, LLC
INDEPENDENT WEALTH ADVISORS GROUP, LLC | PEACHTREE CAPITAL TAX AND ADVISORY, LLC | PEACHCAP TAX & ADVISORY, LLC | MILLER WEALTH ADVISORY, LLC
CRD#: 158729 / SEC#: 801-107335
RIA
Registered Investment Advisory firm - (3/1/2016 Approved)Georgia
Registered Investment Advisory firm - (5/5/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/14/2019)
RR
Arizona(1/29/2024)
RR
Arkansas(1/6/2025)
RR
California(8/2/2022)
RR
Colorado(8/2/2022)
RR
Connecticut(1/10/2024)
RR
District of Columbia(8/2/2022)
RR
Florida(2/8/2022)
IAR
Georgia(8/3/2011)
RR
Georgia(10/3/2015)
RR
Illinois(3/5/2020)
RR
Maryland(2/19/2024)
RR
Massachusetts(9/26/2017)
RR
Michigan(2/19/2024)
RR
Mississippi(6/14/2023)
RR
Missouri(2/19/2024)
RR
Montana(8/21/2023)
RR
New Jersey(11/11/2022)
RR
New York(8/2/2022)
RR
North Carolina(8/2/2022)
RR
Ohio(8/2/2022)
RR
Oregon(8/14/2019)
RR
Pennsylvania(3/5/2024)
RR
South Carolina(3/5/2024)
RR
South Dakota(1/26/2023)
RR
Tennessee(8/2/2022)
RR
Texas(9/20/2022)
RR
Utah(1/1/2020)
RR
Virginia(1/29/2024)
RR
Washington(3/5/2024)
RR
Wisconsin(3/5/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PT
PEACHCAP TAX & ADVISORY, LLC
INDEPENDENT WEALTH ADVISORS GROUP, LLC | PEACHTREE CAPITAL TAX AND ADVISORY, LLC | PEACHCAP TAX & ADVISORY, LLC | MILLER WEALTH ADVISORY, LLC
CRD#: 158729 / SEC#: 801-107335
RIA
Registered Investment Advisory firm - (3/1/2016 Approved)Georgia
Registered Investment Advisory firm - (5/5/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
550 Pharr Rd. Suite 700, Atlanta, GA 30305
Mailing Address
Phone number
(404) 220-8958
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 605 |
| AUM (Assets Under Management) | $ 148,611,560 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
