Leighton D. Debray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leighton Denman Debray, who also goes by Leighton Adaire Denman, was a registered financial professional .
Leighton is a previously registered financial professional and started their career in finance in 2010. Leighton had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2019 - February 19, 2020
HIGHLAND ASSOCIATES INC
January 16, 2019 - February 20, 2020
ALPS DISTRIBUTORS, INC.
June 29, 2010 - February 6, 2017
VULCAN VALUE PARTNERS LLC
February 12, 2010 - February 2, 2017
ALPS DISTRIBUTORS, INC.
Primary Firm SEC Registration
HIGHLAND ASSOCIATES INC
CRD#: 104948 / SEC#: 801-30248
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HIGHLAND ASSOCIATES INC
CRD#: 104948 / SEC#: 801-30248
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 69 |
| AUM (Assets Under Management) | $ 20,137,309,817 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
