David J. Teszler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Joseph Teszler, who also goes by David Teszler, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2010. David had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2013 - December 8, 2014
COMMENDA SECURITIES, LLC
October 8, 2010 - April 10, 2012
MOODY CAPITAL SOLUTIONS, INC
January 15, 2010 - April 26, 2010
MENSURA SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 11/18/2013
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
COMMENDA SECURITIES, LLC
CRD#: 164664 / SEC#: , 8-69111
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMENDA INC. | MEMBER FIRM | |
| SHEEHAN, TIMOTHY JAMES | MANAGING DIRECTOR AND PRINCIPAL, CEO, CCO | 2546510 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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