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JS

Jon M. Silverman

PETRIE PARTNERS SECURITIES
Denver, CO 80202
Some features on this profile are disabled
CRD#: 5747496
JS

Professional summary

Jon Maxwell Silverman, who also goes by Max Silverman, is a registered financial professional currently at PETRIE PARTNERS SECURITIES, LLC located in Denver, Colorado.

Jon is registered as a RR (Registered Representative) and started their career in finance in 2014. Jon has worked at 1 firm and has passed the SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Max Silverman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jon Maxwell Silverman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 11, 2014 - Present

PETRIE PARTNERS SECURITIES, LLC

Office #1: 1144 15th Street, Suite 3900, Denver, CO 80202
BD
CRD#: 131783
Denver, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(9/11/2014)

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 9/11/2014
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PP
PETRIE PARTNERS SECURITIES, LLC
FORT DEARBORN CAPITAL ADVISORS, LLC | WESTMOOR CAPITAL ADVISORS, LLC | STRATEGIC ENERGY SECURITIES, LLC | PETRIE PARTNERS SECURITIES, LLC | LUOPAN CAPITAL LLC

CRD#: 131783 / SEC#: , 8-66503

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1144 15th Street, Suite 3900, Denver, CO 80202
Mailing Address
1144 15th Street, Suite 3900, Denver, CO 80202
Phone number
(303) 953-6768
Established
Delaware since 08/17/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PETRIE PARTNERS, LLCMANAGING MEMBER, OWNER
BOCK, MICHAEL ERICMANAGING DIRECTOR & CCO2454381
CROSBY-BROWN, LAURA MAYFINOP1545513
HUGHES, JON CUSTERMANAGING DIRECTOR2152626

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PETRIE PARTNERS SECURITIES, LLC

CRD#: 131783Denver, CO 80202

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