Thomas G. Bustamante
Professional summary
Thomas Gary Bustamante, CFP® is a registered financial advisor currently at BUSTAMANTE FINANCIAL PLANNING located in Santa Fe, New Mexico.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Thomas has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Gary Bustamante's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1986
Experience
August 14, 2012 - Present
BUSTAMANTE FINANCIAL PLANNING
January 3, 2011 - November 4, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - November 4, 2011
WELLS FARGO CLEARING SERVICES, LLC
June 11, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
March 23, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/14/2012)
Exams
Current Firm
BUSTAMANTE FINANCIAL PLANNING
CRD#: 165175 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 68,121,000 |
Red Flags
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