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Frederick Edwin Bryant Jr

CRD# 5747169·Registered 2011 - 2019
Previously Registered: Being a previously registered professional could mean that Frederick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Frederick Edwin Bryant JR, who also goes by Fred Bryant, was a registered financial advisor. Frederick was a previously registered financial professional and started their career in finance 2011 - 2019. Frederick had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 28 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Fred Bryant

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

ASHLAND SECURITIES, LLC·CRD# 297523
BD
Miami, FL
December 21, 2018 - January 6, 2019
WEALTHFORGE SECURITIES, LLC·CRD# 152550
BD
Richmond, VA
December 13, 2013 - June 30, 2016
WEALTHFORGE SECURITIES, LLC·CRD# 152550
BD
Richmond, VA
February 2, 2011 - May 23, 2013

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Current Firm

AS
ASHLAND SECURITIES, LLC

ASHLAND SECURITIES, LLC

CRD#: 297523 / SEC#: 8-70133
BD
Terminated by SEC on 02/13/2023

Contact Information

Established

Florida since 05/21/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
JORDAN, CHARLES APRESIDENT, CCO & AMLCO4537219
JUILIANO, COLLEEN JANEFINOP4818898

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2010About the Series 7 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Mar 2010About the Series 28 exam

Series 24 — General Securities Principal Examination

Passed Mar 2010About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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