Robert B. Sutton

GUARANTY PRIVATE WEALTH

MEMPHIS, TN 38117

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CRD#: 5746879

Professional summary

Robert Byron Sutton, CFP®, CLU®, who also goes by Robby Sutton, Robert B Sutton, is a registered financial advisor currently at GUARANTY PRIVATE WEALTH located in Memphis, Tennessee.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Robert has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robby Sutton | Robert B Sutton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 3/21/2019 - RBS Consulting Services - Not Investment Related - Home Based - Outside/W-2 Employment - Started 03/01/2004 - Time Spent 1% - Singing for wedding and other events. 3. Robert Byron Sutton is a volunteer volleball coach 4. Robert Byron Sutton Chairs the board of directors of AWO (A Way Out Ministries) 5. Robert Byron Sutton is a member of the Westminster Academy finance committee

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Byron Sutton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

CLU^®

Chartered Life Underwriter

Experience

Current

May 31, 2022 - Present

GUARANTY PRIVATE WEALTH

Office #1: 4894 Poplar Ave, Memphis, TN 38117

RIA

CRD#: 306385

MEMPHIS, TN

Past

March 21, 2019 - April 28, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

MEMPHIS, TN

Past

March 21, 2019 - April 28, 2022

LPL FINANCIAL LLC

CRD#: 6413

MEMPHIS, TN

Past

May 6, 2016 - October 16, 2018

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

MEMPHIS, TN

Past

May 3, 2016 - October 16, 2018

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

MEMPHIS, TN

Past

July 15, 2015 - May 16, 2016

PINNACLE WEALTH ADVISORS

RIA

CRD#: 132634

MEMPHIS, TN

Past

August 11, 2014 - April 29, 2015

FIRST HORIZON ADVISORS, INC.

CRD#: 17117

MEMPHIS, TN

Past

August 5, 2014 - April 29, 2015

FIRST HORIZON ADVISORS, INC.

RIA

CRD#: 17117

MEMPHIS, TN

Past

January 25, 2013 - July 25, 2014

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

MEMPHIS, TN

Past

March 1, 2010 - July 25, 2014

MML INVESTORS SERVICES, LLC

CRD#: 10409

MEMPHIS, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(5/8/2023)

IAR

Louisiana
(11/1/2023)

IAR

Mississippi
(5/31/2022)

IAR

Tennessee
(5/31/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/12/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/27/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/18/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/27/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GUARANTY PRIVATE WEALTH

GUARANTY INVESTMENT CORP. DBA GUARANTY WEALTH ADVISORY IS THE SOLE MEMBER OF GUARANTY PRIVATE WEALTH LLC | GUARANTY PRIVATE WEALTH, LLC | GUARANTY PRIVATE WEALTH

CRD#: 306385 / SEC#:

Arkansas

Registered Investment Advisory firm - (5/8/2023 Approved)

Louisiana

Registered Investment Advisory firm - (11/1/2023 Approved)

Mississippi

Registered Investment Advisory firm - (11/14/2019 Approved)

Tennessee

Registered Investment Advisory firm - (6/29/2020 Approved)

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Contact information

Main Address

405 W Parkway Pl, Ridgeland, MS 39157

Mailing Address

Phone number

(601) 605-7070

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	72
AUM (Assets Under Management)	$ 72,738,491

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert B. Sutton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Byron Sutton's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

PINNACLE WEALTH ADVISORS

FIRST HORIZON ADVISORS, INC.

FIRST HORIZON ADVISORS, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/12/2012

Series 63

Date: 2/27/2010

SIE

Date: 10/1/2018

Series 7

Date: 5/18/2016

Series 6

Date: 2/27/2010

Current Firm

GUARANTY PRIVATE WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GUARANTY PRIVATE WEALTH

TRUST BUT VERIFY

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