Lindsey N. Beaman

VAULT WEALTH

Oklahoma City, OK 73103

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CRD#: 5746739

Professional summary

Lindsey Nicole Beaman, who also goes by Linzee Nicole Roby, is a registered financial advisor currently at VAULT WEALTH located in Oklahoma City, Oklahoma.

Lindsey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Lindsey has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Linzee Nicole Roby

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

White Oak Construction & Design LLC Type of business: Flip Homes Oklahoma City, OK Start date: 2020 Owner Hours per week: 25-35 Hours during trading: 25-35 My husband and I buy 1-3 houses a year to flip and make a profit, we own rental property and currently have 2 Airbnbs that I self-manage.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsey Nicole Beaman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 7, 2022 - Present

VAULT WEALTH

Office #1: 600 Nw 23rd St. Suite 102, Oklahoma City, OK 73103

RIA

CRD#: 288541

Oklahoma City, OK

Past

March 4, 2020 - December 8, 2020

EDWARD JONES

RIA

CRD#: 250

KINGFISHER, OK

Past

February 10, 2020 - December 8, 2020

EDWARD JONES

CRD#: 250

KINGFISHER, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(12/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/3/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/10/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/5/2019

Securities Industry Essentials Examination

Current Firm

VAULT WEALTH

VAULT FINANCIAL SOLUTIONS, LLC | VAULT WEALTH STRATEGIES, LLC | VAULT WEALTH

CRD#: 288541 / SEC#: 801-110614

RIA

Registered Investment Advisory firm - (10/4/2017 Terminated)

Oklahoma

Registered Investment Advisory firm - (10/3/2017 Approved)

Texas

Registered Investment Advisory firm - (9/1/2017 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

600 Nw 23rd St. Suite 102, Oklahoma City, OK 73103

Mailing Address

Phone number

(405) 928-4422

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	279
AUM (Assets Under Management)	$ 54,083,440

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lindsey N. Beaman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsey Nicole Beaman's CRS (Customer Relationship Summary).

Certified licenses

Experience

VAULT WEALTH

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 3/3/2020

Series 7TO

Date: 2/10/2020

SIE

Date: 12/5/2019

Current Firm

VAULT WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VAULT WEALTH

TRUST BUT VERIFY

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