JL
Jason C. Lamb
SHORE POINT ADVISORS
Brielle, NJ 08730
Some features on this profile are disabled
CRD#: 5746696
JL
Professional summary
Jason C Lamb, who also goes by Jason Lamb, is a registered financial advisor currently at SHORE POINT ADVISORS, LLC located in Brielle, New Jersey.
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jason has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason Lamb
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JCL Financial, LLC; Owner, Insurance Agency; investment-related; since 2012, 1 hrs per week during trading hours.
2) Passive Real Estate Rental Properties; Owner, investment-related; since 2017; 1 hr per week during non-trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Jason C Lamb's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 7, 2018 - Present
SHORE POINT ADVISORS, LLC
Office #1: 402 Higgins Ave, Brielle, NJ 08730RIA
CRD#: 296848
Brielle, NJ
Past
February 10, 2014 - June 21, 2018
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
Brielle, NJ
Past
January 7, 2011 - June 21, 2018
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
Brielle, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SHORE POINT ADVISORS, LLC
JCL FINANCIAL, LLC | SHORE POINT ADVISORS, LLC | SHORE POINT ADVISORS
CRD#: 296848 / SEC#: 801-120441
RIA
Registered Investment Advisory firm - (3/5/2021 Approved)Florida
Registered Investment Advisory firm - (3/22/2021 Terminated)New Jersey
Registered Investment Advisory firm - (6/16/2021 Terminated)New York
Registered Investment Advisory firm - (3/22/2021 Terminated)Texas
Registered Investment Advisory firm - (3/22/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(6/7/2018)
IAR
Texas(9/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SP
SHORE POINT ADVISORS, LLC
JCL FINANCIAL, LLC | SHORE POINT ADVISORS, LLC | SHORE POINT ADVISORS
CRD#: 296848 / SEC#: 801-120441
RIA
Registered Investment Advisory firm - (3/5/2021 Approved)Florida
Registered Investment Advisory firm - (3/22/2021 Terminated)New Jersey
Registered Investment Advisory firm - (6/16/2021 Terminated)New York
Registered Investment Advisory firm - (3/22/2021 Terminated)Texas
Registered Investment Advisory firm - (3/22/2021 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
402 Higgins Ave, Brielle, NJ 08730
Mailing Address
Phone number
(732) 876-3777
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,512 |
| AUM (Assets Under Management) | $ 257,002,283 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SHORE POINT ADVISORS, LLC
CRD#: 296848Brielle, NJ 08730TRUST BUT VERIFY
Monitor Jason Lamb
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
