Jeffrey A. Sharp

SHEPHERD FINANCIAL INVESTMENT ADVISORY

CARMEL, IN 46032

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CRD#: 5746547

Professional summary

Jeffrey A Sharp is a registered financial advisor currently at SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC located in Carmel, Indiana and PRIVATE CLIENT SERVICES, LLC located in Carmel , Indiana.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Jeffrey has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SHEPHERD FINANCIAL INVESTMENT ADVISORY, LLC. POSITION: IAR NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2015 ADDRESS: 111 Congressional Boulevard, Ste 100, Carmel IN 46032, United States DESCRIPTION: Act as IAR to individual wealth management clients. SHEPHERD FINANCIAL, LLC POSITION: Senior Wealth Advisor NATURE: Retirement Plan Consulting & Individual Wealth Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 02/01/2015 ADDRESS: 111 Congressional Boulevard, Suite 100, Carmel IN 46032, United States DESCRIPTION: Responsible for client service to individiual wealth management clients. SHEPHERD FINANCIAL, LLC - INSURANCE POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2015 ADDRESS: 111 Congressional Boulevard, Suite 100, Carmel IN 46032, United States DESCRIPTION: Sales and service of insruance products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey A Sharp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2021 - Present

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

Office #1: 111 Congressional Blvd., Suite 100, Carmel, IN 46032

RIA

CRD#: 288623

CARMEL, IN

Current

September 25, 2026 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 111 Congressional Blvd, Ste 100, Carmel , IN 46032

RIA

CRD#: 120222

Carmel , IN

Past

March 5, 2015 - September 24, 2026

LINCOLN INVESTMENT

RIA

CRD#: 519

Carmel, IN

Past

March 5, 2015 - September 24, 2026

CAPITAL ANALYSTS

RIA

CRD#: 162200

CARMEL, IN

Past

March 5, 2015 - September 24, 2026

LINCOLN INVESTMENT

CRD#: 519

Carmel, IN

Past

October 1, 2012 - February 25, 2015

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

INDIANAPOLIS, IN

Past

October 1, 2012 - February 25, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

INDIANAPOLIS, IN

Past

March 2, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

INDIANAPOLIS, IN

Past

February 3, 2010 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

CRD#: 288623 / SEC#: 801-112009

RIA

Registered Investment Advisory firm - (11/14/2017 Approved)

Ohio

Registered Investment Advisory firm - (10/12/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/25/2026)

Illinois
(9/25/2026)

IAR

Indiana
(6/1/2021)

Indiana
(9/25/2026)

Kansas
(9/25/2026)

Kentucky
(9/25/2026)

Michigan
(9/25/2026)

New Jersey
(9/25/2026)

New York
(9/25/2026)

Ohio
(9/25/2026)

Pennsylvania
(9/25/2026)

Tennessee
(9/25/2026)

IAR

Texas
(9/3/2024)

Texas
(9/25/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 2/29/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 2/16/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 2/8/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Status Unavailable

Passed: 2/2/2010

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

CRD#: 288623 / SEC#: 801-112009

RIA

Registered Investment Advisory firm - (11/14/2017 Approved)

Ohio

Registered Investment Advisory firm - (10/12/2021 Terminated)

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Contact information

Main Address

111 Congressional Blvd., Suite 100, Carmel, IN 46032

Mailing Address

Phone number

(317) 975-5033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SHEPHERD FINANCIAL ADVISORY PLAN PARTICIPANT BROCHURE (3/31/2026)

SHEPHERD FINANCIAL INVESTMENT ADVISORY WRAP BROCHURE (3/31/2026)

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC ADV PART 2A (3/31/2026)

Regulatory assets under management

Total Number of Accounts	3,041
AUM (Assets Under Management)	$ 6,177,640,329

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey A. Sharp

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey A Sharp's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

LINCOLN INVESTMENT

CAPITAL ANALYSTS

LINCOLN INVESTMENT

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 66

Passed: 2/29/2012

Series 63

Passed: 2/16/2010

SIE

Passed: 10/1/2018

Series 7

Passed: 2/8/2012

Series 6

Passed: 2/2/2010

FINRA

Current Firm

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

TRUST BUT VERIFY

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