Jessica L. Wallace

FINANCIAL MANAGEMENT

LITTLE ROCK, AR 72212

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CRD#: 5746534

Professional summary

Jessica Lynne Wallace, AIF®, who also goes by Jessica Lynne Harper, is a registered financial advisor currently at FINANCIAL MANAGEMENT, INC. located in Little Rock, Arkansas.

Jessica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jessica has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jessica Lynne Harper

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessica Lynne Wallace's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 3, 2017 - Present

FINANCIAL MANAGEMENT, INC.

Office #1: 4007 N. Rodney Parham Road, Little Rock, AR 72212

RIA

CRD#: 108350

LITTLE ROCK, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL MANAGEMENT, INC.

FINANCIAL MANAGEMENT INC | FINANCIAL MANAGEMENT, INC.

CRD#: 108350 / SEC#: 801-126707

RIA

Registered Investment Advisory firm - (10/11/2022 Approved)

Alabama

Registered Investment Advisory firm - (12/5/2022 Terminated)

Arkansas

Registered Investment Advisory firm - (12/5/2022 Terminated)

Indiana

Registered Investment Advisory firm - (12/5/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (12/5/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/23/2019 Terminated)

South Carolina

Registered Investment Advisory firm - (12/5/2022 Terminated)

Texas

Registered Investment Advisory firm - (12/5/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(1/3/2017)

IAR

Texas
(4/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/15/2016

Uniform Investment Adviser Law Examination

Current Firm

FINANCIAL MANAGEMENT, INC.

FINANCIAL MANAGEMENT INC | FINANCIAL MANAGEMENT, INC.

CRD#: 108350 / SEC#: 801-126707

RIA

Registered Investment Advisory firm - (10/11/2022 Approved)

Alabama

Registered Investment Advisory firm - (12/5/2022 Terminated)

Arkansas

Registered Investment Advisory firm - (12/5/2022 Terminated)

Indiana

Registered Investment Advisory firm - (12/5/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (12/5/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/23/2019 Terminated)

South Carolina

Registered Investment Advisory firm - (12/5/2022 Terminated)

Texas

Registered Investment Advisory firm - (12/5/2022 Terminated)

PREMIUM

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Contact information

Main Address

4007 N. Rodney Parham Road, Little Rock, AR 72212

Mailing Address

P. O. Box 17590, Little Rock, AR 72222-7590

Phone number

(501) 227-7400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FINANCIAL MANAGEMENT INC FORM ADV PART 2A BROCHURE (11/11/2025)

Regulatory assets under management

Total Number of Accounts	356
AUM (Assets Under Management)	$ 181,181,011

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jessica L. Wallace

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessica Lynne Wallace's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL MANAGEMENT, INC.

Primary Firm SEC Registration

FINANCIAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/15/2016

Current Firm

FINANCIAL MANAGEMENT, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL MANAGEMENT, INC.

TRUST BUT VERIFY

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