Cary S. Marger

POSITION WEALTH

The Woodlands, TX 77380

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CRD#: 5746211

Professional summary

Cary Seth Marger, who also goes by Cary S Marger, Cary Marger, is a registered financial advisor currently at POSITION WEALTH located in The Woodlands, Texas.

Cary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Cary has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cary S Marger | Cary Marger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cary Seth Marger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2023 - Present

POSITION WEALTH

Office #1: 2001 Timberloch Place Suite 500, The Woodlands, TX 77380

RIA

CRD#: 325116

The Woodlands, TX

Past

September 19, 2019 - May 2, 2023

TRUCLARITY WEALTH ADVISORS

RIA

CRD#: 305145

SALT LAKE CITY, UT

Past

April 24, 2014 - September 23, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SALT LAKE CITY, UT

Past

April 23, 2014 - September 23, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SALT LAKE CITY, UT

Past

April 27, 2010 - April 30, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

THE WOODLANDS, TX

Past

April 27, 2010 - April 30, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

THE WOODLANDS, TX

Past

February 2, 2010 - April 21, 2010

EQUITABLE ADVISORS, LLC

CRD#: 6627

THE WOODLANDS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

POSITION WEALTH

POSITION WEALTH | POSITION WEALTH LLC

CRD#: 325116 / SEC#: 801-127393

RIA

Registered Investment Advisory firm - (2/27/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/20/2024)

IAR

California
(3/3/2023)

IAR

Florida
(6/27/2023)

IAR

Louisiana
(3/7/2023)

IAR

Nevada
(7/25/2024)

IAR

Texas
(3/6/2023)

IAR

Utah
(3/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/12/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/1/2010

General Securities Representative Examination

Current Firm

POSITION WEALTH

POSITION WEALTH | POSITION WEALTH LLC

CRD#: 325116 / SEC#: 801-127393

RIA

Registered Investment Advisory firm - (2/27/2023 Approved)

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Contact information

Main Address

2001 Timberloch Place Suite 500, The Woodlands, TX 77380

Mailing Address

Phone number

(281) 968-2780

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

POSITION WEALTH LLC DISCLOSURE BROCHURE (2/3/2025)

Regulatory assets under management

Total Number of Accounts	581
AUM (Assets Under Management)	$ 206,173,951

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cary S. Marger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cary Seth Marger's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUCLARITY WEALTH ADVISORS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

POSITION WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 3/12/2010

SIE

Date: 10/1/2018

Series 7

Date: 2/1/2010

Current Firm

POSITION WEALTH

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

POSITION WEALTH

TRUST BUT VERIFY

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