AM
Anthony D. Mlachnik
ANNEX WEALTH MANAGEMENT
Brookfield, WI 53045
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CRD#: 5745800
AM
Professional summary
Anthony David Mlachnik, CIMA® is a registered financial advisor currently at ANNEX WEALTH MANAGEMENT, LLC located in Brookfield, Wisconsin.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Anthony has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Real Estate Ownership; Multi-Family; West Allis WI 53227; Feb 2013/ Multi-Family; West Allis WI; Not Investment Related; Jan 2013/ Multi-Family; West Allis WI; Not Investment Related; Jan 2013. 2) Business Ownership; KASE Consulting (formerly Basketball RAP, LLC); & AM Strategies, LLC; Co-Managing Director; Consulting; Milwaukee WI 53202; Not Investment Related; Jan 2010; 10-19 hours per month; 0 during trading hours 3) KASE Properties, LLC; and 3rd Shore North, LLC, KASE Properties, LLC; Real Estate; Waukesha WI 53186; Not Investment Related; Jan 2012; 1-9 hours per month; 0 during trading hours. 4) AMTM Real Estate, LLC; Yes Investment Related; 520 West Juneau Avenue, Milwaukee, WI 53202; Office space leasing; Title of Manager; Started 1/1/2023; 8 hours devoted to business; 0 hours during trading hours; Duties include lease space, socials. 5) Maintains current WI insurance licensure. 6)3SN 6th Street, LLC; 520 W. Juneau Ave Milwaukee, KASE Properties is an investor; Yes investment related Jan 2025 0 hours
CRS (Client Relationship Summary) - RIA
Click below to view Anthony David Mlachnik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 9, 2025 - Present
ANNEX WEALTH MANAGEMENT, LLC
Office #1: 17950 W. Corporate Drive Suite 300, Brookfield, WI 53045RIA
CRD#: 127987
Brookfield, WI
Past
August 9, 2019 - May 19, 2025
NORTHROCK PARTNERS, LLC
RIA
CRD#: 167908
Milwaukee, WI
Past
May 9, 2011 - August 13, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
BARRINGTON, IL
Past
April 19, 2011 - August 13, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
BARRINGTON, IL
Past
May 20, 2010 - April 5, 2011
QUASAR DISTRIBUTORS, LLC
BD
CRD#: 103848
PORTLAND, ME
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ANNEX WEALTH MANAGEMENT, LLC
ANNEX ADVISORY SERVICES, LLC | SAVVY - POWERED BY ANNEX WEALTH MANAGEMENT | SAVVY | ANNEX WEALTH MANAGEMENT, LLC | ANNEX IGNITE
CRD#: 127987 / SEC#: 801-63505
RIA
Registered Investment Advisory firm - (9/24/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(7/9/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
ANNEX WEALTH MANAGEMENT, LLC
ANNEX ADVISORY SERVICES, LLC | SAVVY - POWERED BY ANNEX WEALTH MANAGEMENT | SAVVY | ANNEX WEALTH MANAGEMENT, LLC | ANNEX IGNITE
CRD#: 127987 / SEC#: 801-63505
RIA
Registered Investment Advisory firm - (9/24/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
17950 W. Corporate Drive Suite 300, Brookfield, WI 53045
Mailing Address
Phone number
(262) 786-6363
Established
Firm type
Fiscal year end
# of Employees
144
SEC notice filing (33 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 19,997 |
| AUM (Assets Under Management) | $ 6,945,737,689 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/11/2025 | ||
| 05/22/2024 | ||
| 12/18/2023 | ||
| 03/16/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ANNEX WEALTH MANAGEMENT, LLC
CRD#: 127987Brookfield, WI 53045TRUST BUT VERIFY
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