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AB

Adam S. Bristol

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CRD#: 5745737
AB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Adam Scott Bristol was a registered financial professional .

Adam is a previously registered financial professional and started their career in finance in 2010. Adam had worked at 2 firms and has passed the Series 65, Series 63 and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AQUILO CAPITAL MANAGEMENT, LLC, AN INVESTMENT ADVISER AND COMMON OWNERSHIP AFFILIATE OF AQUILO PARTNERS, L.P. LOCATED AT ONE MARITIME PLAZA, SAN FRANCISCO, CA 94111. EMPLOYEE OF THE INVESTMENT ADVISER FOR A PRIVATELY MANAGED FUND WE HAVE BEEN WORKING ON LAUNCHING SINCE JANUARY 2010. 40 HOURS PER MONTH, 10 HOURS PER WEEK DURING SECURITIES TRADING HOURS OF TIME. DUTIES RELATE TO ITS FORMATION.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 29, 2010 - March 20, 2025

AQUILO CAPITAL MANAGEMENT, LLC

RIA
CRD#: 153022
SAN FRANCISCO, CA
Past

March 25, 2010 - October 4, 2010

AQUILO PARTNERS, L.P.

BD
CRD#: 114909
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 6/23/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/29/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79
Date: 3/23/2010
Investment Banking Registered Representative Examination

Current Firm

AC
AQUILO CAPITAL MANAGEMENT, LLC
AQUILO CAPITAL MANAGEMENT, LLC

CRD#: 153022 / SEC#: 802-132628

RIA
Registered Investment Advisory firm - (3/20/2025 Terminated)
California
Registered Investment Advisory firm - (10/29/2017 Terminated)
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Contact information

Main Address
One Letterman Drive Bldg D, Suite D4900, San Francisco, CA 94129
Mailing Address
Phone number
(415) 635-0140
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (3/26/2024)

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
SECERA - Active3/31/2025

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AQUILO CAPITAL MANAGEMENT, LLC

CRD#: 153022

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