Robert J. Depasquale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert John Depasquale, CFP®, who also goes by Bob John Depasquale, Bob ^ Depasquale ^, Bobby J Depasquale, Bobby ^ Depasquale ^, Robert J Depasquale, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2010. Robert had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Services Offered
Specializations
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2016
Experience
March 1, 2021 - June 5, 2024
INITIATE IMPACT
February 24, 2010 - February 9, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
February 9, 2010 - February 9, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
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Exams
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Current Firm
INITIATE IMPACT
CRD#: 311076 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 3,000,000 |
Red Flags
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