Gregory D. Sheets
TRANSAMERICA FINANCIAL ADVISORS | Investment Advisor Representative
Las Vegas, NV 89147
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CRD#: 5745428
Professional summary
Gregory Dale Sheets is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Las Vegas, Nevada.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Gregory has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." PERSONAL RENTAL PROPERTY, LAS VEGAS, NV, NON INVESTMENT RELATED, START DATE 9/1/2006, OWNER, 4HRS PER MONTH NETLAW / INVESTMENT RELATED: NO / 12910 SHELBYVILLE RD SUITE 1245 LOUISVILLE KY 40243 / HOURS PER MONTH: 2 / HOURS DURING SECURITIES TRADING HOURS: 0 / REFERRAL SOURCE / APPROVED WITH RESTRICTIONS CHAMPION HEALTH, INC. POSITION: Agent NATURE: Health Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/22/2023 ADDRESS: 7272 E. Indian School Rd. #540,, Scottsdale AZ 85251, United States DESCRIPTION: The CHAMP Plan[TM] is a self-funded, personalized, clinical preventive healthcare program that has been designed to complement an organization's primary healthcare insurance in such a way that it makes the organization's healthcare coverage highly cost-effective and beneficial in terms of employee retention and satisfaction rates. Agent daily activities and responsibilities include contacting employers regarding the employer/employee benefits that the champ plan offers. (please see the champ plan website... champplan.com for a complete list) One primary feature includes access to a tele-doc. Champ plan is designed to increase the overall health of the employee, ideally reducing urgent care needs and hospital admissions. Agents making contact with the employer will refer the employer to the champ team to provide the services outlined in the plan/assist with acceptance of enrollments. The champ plan DOES NOTREPLACE the company's existing health insurance. It covers things the existing health insurance does not. It is NOT an AFLAC Product. SENIOR LIFE INSURANCE COMPANY POSITION: AGENT NATURE: GROUP LIFE INSURANCE INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/04/2023 ADDRESS: P.O. BOX 2447, THOMASVILLE GA 31799, United States DESCRIPTION: sale of group life policies WEALTHWAVE POSITION: NA NATURE: Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2016 ADDRESS: 3030 Royal Blvd S Suite 200, Alpharetta GA 30022, United States DESCRIPTION: WFG Co-Brand Hospitality Consulting | 10/2009 | Owner | Las Vegas Nevada | Not investment related
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Dale Sheets's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gregory Dale Sheets's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 8875 W. Flamingo Rd. Suite 200, Las Vegas, NV 89147RIA
BD
CRD#: 16164
Las Vegas, NV
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 8875 W. Flamingo Rd. Suite 200, Las Vegas, NV 89147RIA
BD
CRD#: 16164
Las Vegas, NV
Past
June 14, 2011 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
LAS VEGAS, NV
Past
January 22, 2010 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
LAS VEGAS, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/24/2016)
RR
Arizona(11/7/2019)
RR
California(1/6/2012)
RR
Colorado(4/11/2013)
RR
Connecticut(1/2/2024)
RR
Florida(11/1/2021)
RR
Georgia(10/24/2016)
RR
Hawaii(5/30/2013)
RR
Idaho(1/2/2024)
RR
Indiana(1/2/2024)
RR
Iowa(11/1/2021)
RR
Kansas(1/2/2024)
RR
Louisiana(1/2/2024)
RR
Michigan(1/2/2024)
RR
Minnesota(1/2/2024)
RR
Mississippi(1/23/2023)
RR
Missouri(4/26/2022)
RR
Nevada(1/6/2012)
IAR
Nevada(1/6/2012)
RR
New Hampshire(1/2/2024)
RR
New Jersey(2/19/2015)
IAR
New Jersey(11/16/2020)
RR
New Mexico(4/11/2013)
RR
New York(1/2/2024)
RR
North Carolina(2/2/2023)
IAR
North Carolina(2/6/2023)
RR
Ohio(7/14/2022)
RR
Oregon(11/12/2020)
RR
Pennsylvania(1/2/2024)
RR
South Carolina(4/14/2023)
RR
Tennessee(9/11/2024)
RR
Texas(3/15/2019)
IAR
Texas(3/18/2019)
RR
Utah(1/2/2024)
RR
Virginia(12/3/2014)
RR
Washington(1/2/2024)
RR
West Virginia(1/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
Investment Advisor RepresentativeCRD#: 16164Las Vegas, NV 89147TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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