David R. Bickerton

MDH INVESTMENT MANAGEMENT

EAST LIVERPOOL, OH 43920

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CRD#: 5745345

Professional summary

David Robert Bickerton is a registered financial advisor currently at MDH INVESTMENT MANAGEMENT, INC. located in East Liverpool, Ohio.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. David has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Robert Bickerton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 24, 2009 - Present

MDH INVESTMENT MANAGEMENT, INC.

Office #1: 1216 Forsyth Place, East Liverpool, OH 43920

RIA

CRD#: 133127

EAST LIVERPOOL, OH

Past

February 21, 2011 - February 3, 2014

OSAIC INSTITUTIONS, INC.

CRD#: 35371

EAST LIVERPOOL, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(6/26/2015)

IAR

Ohio
(12/24/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/20/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/18/2011

General Securities Representative Examination

Current Firm

MDH INVESTMENT MANAGEMENT, INC.

MDH INVESTMENT MANAGEMENT, INC. | TRI-STATE ACQUISITION, INC

CRD#: 133127 / SEC#: 801-63877

RIA

Registered Investment Advisory firm - (7/6/2015 Terminated)

Indiana

Registered Investment Advisory firm - (6/26/2015 Approved)

Ohio

Registered Investment Advisory firm - (6/3/2015 Approved)

Pennsylvania

Registered Investment Advisory firm - (4/12/2021 Terminated)

South Carolina

Registered Investment Advisory firm - (5/8/2020 Terminated)

Virginia

Registered Investment Advisory firm - (5/11/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1216 Forsyth Place, East Liverpool, OH 43920

Mailing Address

Phone number

(330) 386-4452

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	183
AUM (Assets Under Management)	$ 63,630,677

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David R. Bickerton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Robert Bickerton's CRS (Customer Relationship Summary).

Certified licenses

Experience

MDH INVESTMENT MANAGEMENT, INC.

OSAIC INSTITUTIONS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/20/2009

Series 7

Date: 2/18/2011

Current Firm

MDH INVESTMENT MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MDH INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

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