Randal R. Korth

ALLEN CAPITAL GROUP

Omaha, NE 68154

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CRD#: 5745124

Professional summary

Randal Ray Korth is a registered financial advisor currently at ALLEN CAPITAL GROUP, LLC located in Omaha, Nebraska.

Randal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Randal has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randal Ray Korth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2018 - Present

ALLEN CAPITAL GROUP, LLC

Office #1: 10050 Regency Cir. Suite 500, Omaha, NE 68154

RIA

CRD#: 135879

Omaha, NE

Past

October 27, 2017 - January 11, 2018

MARINER WEALTH

RIA

CRD#: 140195

Omaha, NE

Past

September 1, 2015 - December 23, 2015

MARINER INSTITUTIONAL CONSULTING, LLC

RIA

CRD#: 173582

OMAHA, NE

Past

October 3, 2012 - January 11, 2018

MSEC, LLC

CRD#: 154327

OMAHA, NE

Past

February 18, 2011 - October 4, 2012

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

OMAHA, NE

Past

March 26, 2010 - January 11, 2018

MARINER WEALTH ADVISORS

RIA

CRD#: 109904

OVERLAND PARK, KS

Past

March 18, 2010 - February 11, 2011

QA3 FINANCIAL CORP.

CRD#: 14754

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLEN CAPITAL GROUP, LLC

CRD#: 135879 / SEC#: 801-64514

RIA

Registered Investment Advisory firm - (7/15/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(1/11/2018)

IAR

Texas
(1/12/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/8/2010

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/2/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 1/11/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/17/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALLEN CAPITAL GROUP, LLC

CRD#: 135879 / SEC#: 801-64514

RIA

Registered Investment Advisory firm - (7/15/2005 Approved)

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Contact information

Main Address

3540 Prairieview Street Suite 200, Grand Island, NE 68803

Mailing Address

Phone number

(308) 385-1500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/11/2025)

Regulatory assets under management

Total Number of Accounts	6,558
AUM (Assets Under Management)	$ 1,223,235,037

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/03/2025	Cover Page	Report
11/25/2024	Cover Page	Report
11/17/2023	Cover Page	Report
12/16/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Randal R. Korth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randal Ray Korth's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARINER WEALTH

MARINER INSTITUTIONAL CONSULTING, LLC

MSEC, LLC

SECURITIES SERVICE NETWORK, LLC

MARINER WEALTH ADVISORS

QA3 FINANCIAL CORP.

Primary Firm SEC Registration

ALLEN CAPITAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/8/2010

Series 65

Date: 12/2/2009

SIE

Date: 1/11/2018

Series 7

Date: 8/17/2010

Series 6

Date: 3/17/2010

Current Firm

ALLEN CAPITAL GROUP, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALLEN CAPITAL GROUP, LLC

TRUST BUT VERIFY

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