Andrew J. Sullivan
Professional summary
Andrew John Sullivan, who also goes by Andrew Sullivan, is a registered financial professional currently at BETHESDA SECURITIES, LLC located in Westport, Connecticut.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2011. Andrew has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew John Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2016 - Present
BETHESDA SECURITIES, LLC
Office #1: 355 Riverside Avenue, Westport, CT 06880September 5, 2019 - February 2, 2022
CT COLLATERAL FUNDING, LLC
August 21, 2014 - January 15, 2016
CRT CAPITAL GROUP LLC
July 22, 2011 - August 20, 2014
BMO CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/3/2016)
(8/3/2016)
(8/3/2016)
(8/3/2016)
Exams
Series 99TO
Date: 9/19/2023
Operations Professional ExaminationFINRA
Current Firm
BETHESDA SECURITIES, LLC
CRD#: 281179 / SEC#: , 8-69667
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BETHESDA SECURITIES, LLC
CRD#: 281179Westport, CT 06880TRUST BUT VERIFY
Monitor Andrew Sullivan
Get automatic monthly alerts on:
