Lindzy C. Gasparella
Professional summary
Lindzy Christine Gasparella, who also goes by Lindzy Christine Anderson, Lindzy Anderson, Lindzy C Anderson, is a registered financial advisor currently at GOLDEN BAY ADVISORS LLC located in Chappaqua, New York.
Lindzy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Lindzy has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lindzy Christine Gasparella's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2025 - Present
GOLDEN BAY ADVISORS LLC
November 1, 2024 - January 21, 2025
ALTRUIST FINANCIAL LLC
March 1, 2013 - January 21, 2025
SHAREHOLDERS SERVICE GROUP, LLC
November 30, 2011 - March 4, 2013
UBS FINANCIAL SERVICES INC.
February 2, 2011 - November 22, 2011
SHAREHOLDERS SERVICE GROUP, LLC
Primary Firm SEC Registration
GOLDEN BAY ADVISORS LLC
CRD#: 166679 / SEC#: 801-78077
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/1/2025)
(4/1/2025)
Exams
Current Firm
GOLDEN BAY ADVISORS LLC
CRD#: 166679 / SEC#: 801-78077
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 312 |
| AUM (Assets Under Management) | $ 179,819,797 |
Red Flags
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