Charles D. Dodds
MADISON AVENUE SECURITIES
El Paso, TX 79905
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CRD#: 5744997
Professional summary
Charles D Dodds III, who also goes by Charles Durham Dodds III, Charles Durham Dodds, Charles D Dodds III, is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in El Paso, Texas.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Charles has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charles Durham Dodds Iii | Charles Durham Dodds | Charles D Dodds Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Name: Mirau Capital Management, Inc.; Investment Related: Yes; Address: 6070 Gateway Blvd. Suite 210, El Paso, TX 79905; Nature of the Business: Insurance and Annuities; Position: Insurance Agent; Hours Per Week: 40 Hours; Start Date: 9/15/2025 2.) Name: PDN Children's Development Center; Investment Related: No; Address: El Paso, TX; Nature of the Business: Non-Profit Organization that helps children with Autism, Speech Delays, and other learning disabilities; Position: Board Member - Vice President; Hours Per Week: 0.5 Hours; Start Date: 05/2024
CRS (Client Relationship Summary) - RIA
Click below to view Charles D Dodds III's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Charles D Dodds III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 16, 2025 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 6070 Gateway Blvd E Suite 210, El Paso, TX 79905RIA
BD
CRD#: 23224
El Paso, TX
Current
September 16, 2025 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 6070 Gateway Blvd E Suite 210, El Paso, TX 79905RIA
BD
CRD#: 23224
El Paso, TX
Past
August 13, 2021 - September 16, 2025
EDWARD JONES
RIA
CRD#: 250
El Paso, TX
Past
August 13, 2021 - September 16, 2025
EDWARD JONES
BD
CRD#: 250
El Paso, TX
Past
March 1, 2018 - May 14, 2021
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
CLOVIS, NM
Past
March 1, 2018 - May 14, 2021
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
CLOVIS, NM
Past
May 23, 2016 - March 2, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
EL PASO, TX
Past
May 23, 2016 - March 2, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
EL PASO, TX
Past
November 13, 2014 - May 10, 2016
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
EL PASO, TX
Past
November 13, 2014 - May 10, 2016
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
EL PASO, TX
Past
October 13, 2010 - November 17, 2014
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
EL PASO, TX
Past
August 3, 2010 - November 17, 2014
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
EL PASO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Mexico(9/16/2025)
IAR
New Mexico(9/16/2025)
RR
Texas(9/16/2025)
IAR
Texas(9/16/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MADISON AVENUE SECURITIES, LLC
CRD#: 23224El Paso, TX 79905TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
