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GK

Gloria M. Kim

HIDDEN HILLS WEALTH
Hidden Hills, CA
Some features on this profile are disabled
CRD#: 5744837
GK

Professional summary

Gloria Moon Kim, who also goes by Gloria Myong Sin Moon, Myong Sin Moon, is a registered financial advisor currently at HIDDEN HILLS WEALTH located in Hidden Hills, California.

Gloria is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Gloria has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Gloria Myong Sin Moon | Myong Sin Moon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gloria Moon Kim's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 9, 2021 - Present

HIDDEN HILLS WEALTH

RIA
CRD#: 312877
Hidden Hills, CA
Past

May 20, 2015 - March 29, 2021

MORGAN STANLEY

RIA
CRD#: 149777
WOODLAND HILLS, CA
Past

April 22, 2015 - March 29, 2021

MORGAN STANLEY

BD
CRD#: 149777
WOODLAND HILLS, CA
Past

July 15, 2011 - October 6, 2011

HMC INVESTMENTS, LLC

BD
CRD#: 40581
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HH
HIDDEN HILLS WEALTH
HIDDEN HILLS WEALTH | HIDDEN HILLS WEALTH, LLC

CRD#: 312877 / SEC#: 801-128094

RIA
Registered Investment Advisory firm - (6/5/2023 Approved)
California
Registered Investment Advisory firm - (7/7/2023 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/9/2021)
IAR
Texas
(6/5/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/20/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/24/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/22/2015
General Securities Representative Examination

Current Firm

HH
HIDDEN HILLS WEALTH
HIDDEN HILLS WEALTH | HIDDEN HILLS WEALTH, LLC

CRD#: 312877 / SEC#: 801-128094

RIA
Registered Investment Advisory firm - (6/5/2023 Approved)
California
Registered Investment Advisory firm - (7/7/2023 Terminated)
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Contact information

Main Address
Santa Monica, CA
Mailing Address
Phone number
(310) 925-1146
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV 2A FIRM BROCHURE (3/17/2026)

Regulatory assets under management

Total Number of Accounts54
AUM (Assets Under Management)$ 127,534,750

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HIDDEN HILLS WEALTH

CRD#: 312877Hidden Hills, CA

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