Matthew S. Moses

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CRD#: 5744771

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew Steven Moses, CFP®, who also goes by Matt Moses, was a registered financial professional .

Matthew is a previously registered financial professional and started their career in finance in 2010. Matthew had worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Aliases

Matt Moses

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Past

April 27, 2015 - March 24, 2016

VALEO FINANCIAL ADVISORS, LLC

RIA

CRD#: 127132

ANN ARBOR, MI

Past

December 20, 2010 - March 16, 2015

STANCORP INVESTMENT ADVISERS, INC.

RIA

CRD#: 110228

ANN ARBOR, MI

Past

February 4, 2010 - November 29, 2010

PLANTE MORAN FINANCIAL ADVISORS

RIA

CRD#: 112158

SOUTHFIELD, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALEO FINANCIAL ADVISORS, LLC

CRD#: 127132 / SEC#: 801-66402

RIA

Registered Investment Advisory firm - (3/17/2006 Approved)

California

Registered Investment Advisory firm - (4/21/2006 Terminated)

Indiana

Registered Investment Advisory firm - (4/21/2006 Terminated)

Ohio

Registered Investment Advisory firm - (4/21/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

VALEO FINANCIAL ADVISORS, LLC

CRD#: 127132 / SEC#: 801-66402

RIA

Registered Investment Advisory firm - (3/17/2006 Approved)

California

Registered Investment Advisory firm - (4/21/2006 Terminated)

Indiana

Registered Investment Advisory firm - (4/21/2006 Terminated)

Ohio

Registered Investment Advisory firm - (4/21/2006 Terminated)

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Contact information

Main Address

10 W. Carmel Dr Ste 400, Carmel, IN 46032-3357

Mailing Address

Phone number

(317) 218-6000

Established

Firm type

Fiscal year end

# of Employees

177

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VALEO FINANCIAL ADVISORS ADV PART 2 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	23,718
AUM (Assets Under Management)	$ 10,639,940,975

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/15/2025	Cover Page	Report
08/28/2024	Cover Page	Report
10/26/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Matthew S. Moses

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VALEO FINANCIAL ADVISORS, LLC

STANCORP INVESTMENT ADVISERS, INC.

PLANTE MORAN FINANCIAL ADVISORS

Primary Firm SEC Registration

VALEO FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Current Firm

VALEO FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VALEO FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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