Jorge A. San Roman

PUENTE ASESORAMIENTO DE INVERSIONES

Miami, FL 33131

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CRD#: 5744691

Professional summary

Jorge Alonso San Roman, who also goes by Alonso San Roman, Jorge Alonso San Roman, is a registered financial advisor currently at PUENTE ASESORAMIENTO DE INVERSIONES, LLC located in Miami, Florida and PUENTE SERVICIOS FINANCIEROS LLC located in Miami, Florida.

Jorge is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Jorge has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alonso San Roman | Jorge Alonso San Roman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jorge Alonso San Roman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2026 - Present

PUENTE ASESORAMIENTO DE INVERSIONES, LLC

Office #1: 801 Brickell Avenue Suite 2010, Miami, FL 33131

RIA

CRD#: 311609

Miami, FL

Current

February 19, 2026 - Present

PUENTE SERVICIOS FINANCIEROS LLC

Office #1: 801 Brickell Avenue Suite 2010, Miami, FL 33131

CRD#: 304587

Miami, FL

Past

April 10, 2025 - September 16, 2025

PUENTE SERVICIOS FINANCIEROS LLC

CRD#: 304587

MIAMI, FL

Past

October 10, 2015 - December 18, 2024

SANTANDER SECURITIES LLC

CRD#: 41791

Miami, FL

Past

March 17, 2010 - October 16, 2013

CREDICORP CAPITAL SECURITIES, INC.

CRD#: 122199

CORAL GABLES, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(3/18/2026)

Florida
(2/19/2026)

IAR

Florida
(3/4/2026)

Georgia
(3/18/2026)

Michigan
(3/18/2026)

Oklahoma
(3/18/2026)

Tennessee
(3/18/2026)

Wyoming
(3/18/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/8/2025

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/16/2010

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PUENTE ASESORAMIENTO DE INVERSIONES, LLC

CRD#: 311609 / SEC#: 801-120169

RIA

Registered Investment Advisory firm - (7/13/2023 Terminated)

Florida

Registered Investment Advisory firm - (7/12/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

801 Brickell Avenue Suite 2010, Miami, FL 33131

Mailing Address

Phone number

(786) 589-6071

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jorge A. San Roman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jorge Alonso San Roman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PUENTE ASESORAMIENTO DE INVERSIONES, LLC

PUENTE SERVICIOS FINANCIEROS LLC

PUENTE SERVICIOS FINANCIEROS LLC

SANTANDER SECURITIES LLC

CREDICORP CAPITAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/8/2025

SIE

Date: 10/1/2018

Series 7

Date: 3/16/2010

FINRA

Current Firm

PUENTE ASESORAMIENTO DE INVERSIONES, LLC

Contact information

Documents

Red Flags

Company Information

PUENTE ASESORAMIENTO DE INVERSIONES, LLC

TRUST BUT VERIFY

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