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JS

Jorge A. San Roman

Some features on this profile are disabled
CRD#: 5744691
JS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jorge Alonso San Roman, who also goes by Alonso San Roman, Jorge Alonso San Roman, was a registered financial professional .

Jorge is a previously registered financial professional and started their career in finance in 2010. Jorge had worked at 3 firms and has passed the SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Alonso San Roman | Jorge Alonso San Roman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 10, 2025 - September 16, 2025

PUENTE SERVICIOS FINANCIEROS LLC

BD
CRD#: 304587
MIAMI, FL
Past

October 10, 2015 - December 18, 2024

SANTANDER SECURITIES LLC

BD
CRD#: 41791
Miami, FL
Past

March 17, 2010 - October 16, 2013

CREDICORP CAPITAL SECURITIES, INC.

BD
CRD#: 122199
CORAL GABLES, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/16/2010
General Securities Representative Examination

Current Firm

PS
PUENTE SERVICIOS FINANCIEROS LLC
PUENTE SERVICIOS FINANCIEROS LLC

CRD#: 304587 / SEC#: , 8-70412

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
801 Brickell Avenue Suite 2010, Miami, FL 33131
Mailing Address
801 Brickell Avenue Suite 2010, Miami, FL 33131
Phone number
(786) 589-6071
Established
Florida since 05/28/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PUENTE HOLDING LIMITEDMEMBER
QUIROGA, GUILLERMO ALBERTOCHIEF EXECUTIVE OFFICER7599319
SILVER, SCOTT MICHAELCHIEF COMPLIANCE OFFICER/AMLCO2290261
SINGER, STEVEN FREDERICFINOP2360737
TOMASEVICH, FEDERICOMANAGER7162511

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PUENTE SERVICIOS FINANCIEROS LLC

CRD#: 304587

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