Gino Wang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gino Wang, who also goes by . ., Gino Hoa Wang, Hao Hao Wang, was a registered financial professional .
Gino is a previously registered financial professional and started their career in finance in 2010. Gino had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2020 - June 18, 2021
EDELMAN FINANCIAL ENGINES
February 3, 2020 - October 19, 2020
EQUITABLE ADVISORS, LLC
March 25, 2017 - October 18, 2019
MML INVESTORS SERVICES, LLC
May 22, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
May 28, 2013 - May 21, 2015
QUESTAR CAPITAL CORPORATION
May 31, 2011 - May 14, 2012
NATIONWIDE SECURITIES, LLC
January 29, 2010 - July 23, 2010
STATE FARM VP MANAGEMENT CORP.
Primary Firm SEC Registration
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
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