Troy E. Kennedy

ITI FINANCIAL MANAGEMENT

Springfield, MO 65810

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CRD#: 5744613

Professional summary

Troy Eugene Kennedy is a registered financial advisor currently at ITI FINANCIAL MANAGEMENT located in Springfield, Missouri.

Troy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Troy has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TROY E. KENNEDY IS AN INVESTMENT ADVISER REPRESENTATIVE WITH SIGNALPOINT ASSET MANAGEMENT LLC. FROM TIME TO TIME, HE WILL OFFER CLIENTS ADVICE OR PRODUCTS FROM THIS ACTIVITY. ITI ALWAYS ACTS IN THE BEST INTEREST OF THE CLIENT. CLIENTS ARE IN NO WAY REQUIRED TO UTILIZE THE SERVICES OF ANY REPRESENTATIVE OF ITI IN THE INDIVIDUAL'S OUTSIDE CAPACITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Eugene Kennedy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2013 - Present

ITI FINANCIAL MANAGEMENT

Office #1: 4650 S. National Ave Suite A-1, Springfield, MO 65810

RIA

CRD#: 152658

Springfield, MO

Past

January 5, 2010 - January 31, 2014

SIGNALPOINT ASSET MANAGEMENT LLC

RIA

CRD#: 147578

SPRINGFIELD, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(12/6/2013)

IAR

Texas
(1/15/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/7/2009

Uniform Investment Adviser Law Examination

Current Firm

ITI FINANCIAL MANAGEMENT

ITI FINANCIAL MANAGEMENT | ITI FINANCIAL MANAGEMENT, L.L.C.

CRD#: 152658 / SEC#:

Missouri

Registered Investment Advisory firm - (12/4/2013 Approved)

Texas

Registered Investment Advisory firm - (1/15/2014 Conditional Restricted)

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Contact information

Main Address

4650 S. National Ave Suite A-1, Springfield, MO 65810

Mailing Address

Phone number

(417) 889-2550

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	235
AUM (Assets Under Management)	$ 85,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Troy E. Kennedy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Eugene Kennedy's CRS (Customer Relationship Summary).

Certified licenses

Experience

ITI FINANCIAL MANAGEMENT

SIGNALPOINT ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/7/2009

Current Firm

ITI FINANCIAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ITI FINANCIAL MANAGEMENT

TRUST BUT VERIFY

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