AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JH

Jill L. Hunter

Some features on this profile are disabled
CRD#: 5744455
JH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jill Lindsey Hunter, who also goes by Jill Lindsey Dolphen, was a registered financial professional .

Jill is a previously registered financial professional and started their career in finance in 2010. Jill had worked at 2 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jill Lindsey Dolphen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 1, 2010 - August 2, 2012

FIRST NATIONAL CAPITAL MARKETS

RIA
CRD#: 115920
LA VISTA, NE
Past

June 1, 2010 - August 2, 2012

FIRST NATIONAL CAPITAL MARKETS

BD
CRD#: 115920
LA VISTA, NE
Past

March 19, 2010 - June 2, 2010

CETERA INVESTMENT SERVICES LLC

RIA
CRD#: 15340
BELLEVUE, NE
Past

January 20, 2010 - June 2, 2010

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
BELLEVUE, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/23/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/19/2010
General Securities Representative Examination

Current Firm

FN
FIRST NATIONAL CAPITAL MARKETS
FIRST NATIONAL BANK SOUTH DAKOTA INVESTMENTS AND PLANNING | SHELBY COUNTY INVESTMENT CENTER | PLATTE VALLEY INVESTMENTS AND PLANNING | FREMONT NATIONAL INVESTMENTS AND PLANNING | FIRST NATIONAL WEALTH MANAGEMENT | FIRST NATIONAL WEALTH ADVISORS | FIRST NATIONAL NORTH PLATTE INVESETMENTS AND PLANNING | FIRST NATIONAL INVESTMENTS & PLANNING | FIRST NATIONAL INVESTMENT BANKING | FIRST NATIONAL CAPITAL MARKETS, INC. | FIRST NATIONAL CAPITAL MARKETS

CRD#: 115920 / SEC#: 801-71101, 8-53514

BD
Terminated by SEC on 02/20/2024
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1620 Dodge Street Stop 1104, Omaha, NE 68197
Mailing Address
Phone number
Established
Nebraska since 07/27/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

FIRST NATIONAL CAPITAL MARKETS (6/25/2015)

Direct owners and executive officers

NamePositionCRD#
FIRST NATIONAL INVESTMENT BANKING, INC.DIRECT OWNER
RICHTER, CHARLES HENRYCHIEF COMPLIANCE OFFICER1839310

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST NATIONAL CAPITAL MARKETS

CRD#: 115920

TRUST BUT VERIFY

Monitor Jill Hunter

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics