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Gerardo Ramirez Jr

PARK AVENUE SECURITIES
New Braunfels, TX
·CRD# 5744273·16 years experience

Professional Summary

Gerardo Ramirez JR, who also goes by J.j. Ramirez Jr., Gerardo Ramirez, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in New Braunfels, Texas. Gerardo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Gerardo has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

J.j. Ramirez Jr., Gerardo Ramirez

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

PARK AVENUE SECURITIES LLC·CRD# 46173
RIA
BD
1. 170b East San Antonio Street, New Braunfels, TX 781302. 7550 Ih-10 West Frontage Road, San Antonio, TX 78229
April 1, 2025 - Present
PARK AVENUE SECURITIES LLC·CRD# 46173
RIA
BD
1. 170b East San Antonio Street, New Braunfels, TX 781302. 7550 Ih-10 West Frontage Road, San Antonio, TX 78229
March 20, 2025 - Present
EAGLE STRATEGIES LLC·CRD# 110826
RIA
San Antonio, TX
June 1, 2018 - November 19, 2024
NYLIFE SECURITIES LLC·CRD# 5167
BD
New Braunfels, TX
May 21, 2010 - November 19, 2024

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Current Firm

PA
PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC | PARK AVENUE WEALTH MANAGEMENT

CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)
District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

10 Hudson Yards, New York, NY 10001

Mailing Address

10 Hudson Yards, New York, NY 10001

Phone Number

+1 (888) 600-4667

Established

Delaware since 08/20/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

2,073

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

PAS FORM ADV REVISED FIRM BROCHURE (6/18/2026)

Direct owners and executive officers

NamePositionCRD#
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICAOWNER—
BOGGS, ALLEN WARRENHEAD OF PRODUCT & SUPERVISION4751363
CASWELL, MARIANNE GRACEPRESIDENT AND ELECTED MEMBER6424651
DAVARASHVILI, KATEFINOP/PRINCIPAL FINANCIAL OFFICER.5642325
DESROCHERS, CARLELECTED MEMBER7807194
GALLO, JOSEPH MICHAELCHIEF COMPLIANCE OFFICER3108044
HERGAN, JOSHUA NEILGENERAL COUNSEL4572643
MAHER, CARLY PRITCHARDELECTED MEMBER & HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS4003223
RYNIKER, MICHAEL JOHNPRINCIPAL OPERATIONS OFFICER2474604
VECCHI, MEG RELECTED MEMBER4769594

Regulatory Assets Under Management

Total Number of Accounts

82,118

AUM (Assets Under Management)

$19,575,765,851

Disclosures

Regulatory Event

20

Arbitration

3

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
11/25/2025Cover PageReport
01/22/2025Cover PageReport
11/15/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Burke Material Handling LLC dba Combilift Depot: This is a heavy machinery company. My title is Owner. I may be asked once a year to give a sales training class. START DATE: 08/07/2007 ADDRESS: 11530 Hufsmith Kuykendahl Rd. Tomball, TX 77375 1 Total hours per month will be spent on this Outside Business Activity 0 hours during normal securities trading hours Annual Percentage - 26-50% Not Investment Related 1449 Narcissus: Long Term Rental- I own this 100% START DATE: 01/01/2004 ADDRESS: 1449 Narcissus Blvd, New Braunfels, TX 78130 1 total hours per month will you spend on this Outside Business Activity 0 during normal securities trading hours Annual Percentage - less than 10% Investment Related Maintenance and Management Rentals: This company provides the maintenance and management of rentals and commercial properties. Cleaning, repairs and listings of properties. START DATE: 02/01/2024 ADDRESS: 1403 oaklawn dr. New Braunfels, tx 78132 5 total hours per month will you spend on this Outside Business Activity 0 during normal securities trading hours Annual Percentage - less than 10% Not Investment Related Ramirez & Burke, LLC: promotional products-silent partner: I do not have a role in this company. I put up an initial investment of capital. I do not make any decisions with this company. START DATE: 10/15/2007 ADDRESS: 1403 Oaklawn Dr. New Braunfels, TX 78132 0 total hours per month will you spend on this Outside Business Activity 0 during normal securities trading hours 0 ANNUAL PERCENTAGE Not Investment Related Insurance Brokering: offer Auto/Home/Medical insurance through alliances. Independent contractor START DATE: 04/01/2025 ADDRESS: 1403 Oaklawn Dr. New Braunfels, TX 78132 2 total hours per month will you spend on this Outside Business Activity 0 during normal securities trading hours Annual Percentage - less than 10% Investment Related consulting not branded yet: independent contractor hired by individuals and Business Owners to train sales agents, sales managers & staff on growing business and sales processes & systems. Start Date: 01/15/2010 Address: 1403 oaklawn dr. new braunfels, tx 78132 3 total hours per month will you spend on this Outside Business Activity 0 hours per month during normal securities trading hours Annual Percentage - less than 10% Not Investment Related 465 Moonvine: I own 50% of this property. My wife owns the other 50% of this property. START DATE: 10/15/2018 ADDRESS: 465 Moonvine Way, New Braunfels, TX 78130 1 total hours per month will you spend on this Outside Business Activity 0 during normal securities trading hours Annual Percentage - less than 10% Investment Related 4301 33rd St: This is a multifamily short term rental I own 34% of this property START DATE: 02/07/2023 ADDRESS: 4301 33rd St. Lubbock, TX 79410 1 total hours per month will you spend on this Outside Business Activity 0 during normal securities trading hours Annual Percentage - less than 10% Not Investment Related 2317 Ithaca: This is a multifamily short term rental I own 34% of this property. START DATE: 11/30/2023 ADDRESS: 2317 Ithaca Ave. Lubbock, Texas 79410 1 total hours per month will you spend on this Outside Business Activity 0 during normal securities trading hours Annual Percentage - less than 10% Not Investment Related

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC | PARK AVENUE WEALTH MANAGEMENT

CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)
District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(12/3/2025)
IAR
Arizona
(12/3/2025)
RR
California
(8/27/2026)
RR
District of Columbia
(2/5/2026)
IAR
District of Columbia
(2/10/2026)
RR
Louisiana
(7/10/2025)
RR
Nebraska
(10/28/2025)
RR
New York
(3/22/2025)
IAR
New York
(4/1/2025)
RR
North Carolina
(2/19/2026)
RR
Ohio
(4/29/2025)
RR
South Carolina
(2/19/2026)
RR
Texas
(3/21/2025)
IAR
Texas
(4/1/2025)
RR
Virginia
(3/21/2025)
IAR
Virginia
(4/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2018About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2015About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 2010About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Oct 2016About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Gerardo Ramirez JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Gerardo Ramirez JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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