GR
Gerardo Ramirez
PARK AVENUE SECURITIES LLC
New Braunfels, TX 78130
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CRD#: 5744273
GR
Professional summary
Gerardo Ramirez JR, who also goes by J.j. Ramirez Jr., Gerardo Ramirez, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in New Braunfels, Texas.
Gerardo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Gerardo has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
J.j. Ramirez Jr. | Gerardo Ramirez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Burke Material Handling LLC dba Combilift Depot: This is a heavy machinery company. My title is Owner. I may be asked once a year to give a sales training class. START DATE: 08/07/2007 ADDRESS: 11530 Hufsmith Kuykendahl Rd. Tomball, TX 77375 1 Total hours per month will be spent on this Outside Business Activity 0 hours during normal securities trading hours Annual Percentage - 26-50% Not Investment Related 1449 Narcissus: Long Term Rental- I own this 100% START DATE: 01/01/2004 ADDRESS: 1449 Narcissus Blvd, New Braunfels, TX 78130 1 total hours per month will you spend on this Outside Business Activity 0 during normal securities trading hours Annual Percentage - less than 10% Investment Related Maintenance and Management Rentals: This company provides the maintenance and management of rentals and commercial properties. Cleaning, repairs and listings of properties. START DATE: 02/01/2024 ADDRESS: 1403 oaklawn dr. New Braunfels, tx 78132 5 total hours per month will you spend on this Outside Business Activity 0 during normal securities trading hours Annual Percentage - less than 10% Not Investment Related Ramirez & Burke, LLC: promotional products-silent partner: I do not have a role in this company. I put up an initial investment of capital. I do not make any decisions with this company. START DATE: 10/15/2007 ADDRESS: 1403 Oaklawn Dr. New Braunfels, TX 78132 0 total hours per month will you spend on this Outside Business Activity 0 during normal securities trading hours 0 ANNUAL PERCENTAGE Not Investment Related Insurance Brokering: offer Auto/Home/Medical insurance through alliances. Independent contractor START DATE: 04/01/2025 ADDRESS: 1403 Oaklawn Dr. New Braunfels, TX 78132 2 total hours per month will you spend on this Outside Business Activity 0 during normal securities trading hours Annual Percentage - less than 10% Investment Related consulting not branded yet: independent contractor hired by individuals and Business Owners to train sales agents, sales managers & staff on growing business and sales processes & systems. Start Date: 01/15/2010 Address: 1403 oaklawn dr. new braunfels, tx 78132 3 total hours per month will you spend on this Outside Business Activity 0 hours per month during normal securities trading hours Annual Percentage - less than 10% Not Investment Related 465 Moonvine: I own 50% of this property. My wife owns the other 50% of this property. START DATE: 10/15/2018 ADDRESS: 465 Moonvine Way, New Braunfels, TX 78130 1 total hours per month will you spend on this Outside Business Activity 0 during normal securities trading hours Annual Percentage - less than 10% Investment Related 4301 33rd St: This is a multifamily short term rental I own 34% of this property START DATE: 02/07/2023 ADDRESS: 4301 33rd St. Lubbock, TX 79410 1 total hours per month will you spend on this Outside Business Activity 0 during normal securities trading hours Annual Percentage - less than 10% Not Investment Related 2317 Ithaca: This is a multifamily short term rental I own 34% of this property. START DATE: 11/30/2023 ADDRESS: 2317 Ithaca Ave. Lubbock, Texas 79410 1 total hours per month will you spend on this Outside Business Activity 0 during normal securities trading hours Annual Percentage - less than 10% Not Investment Related
CRS (Client Relationship Summary) - RIA
Click below to view Gerardo Ramirez JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gerardo Ramirez JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2025 - Present
PARK AVENUE SECURITIES LLC
Office #1: 167 South Seguin Avenue, New Braunfels, TX 78130Office #2: 2018 Avenue B Floor 3, San Antonio, TX 78215RIA
BD
CRD#: 46173
New Braunfels, TX
Current
March 20, 2025 - Present
PARK AVENUE SECURITIES LLC
Office #1: 167 South Seguin Avenue, New Braunfels, TX 78130Office #2: 2018 Avenue B Floor 3, San Antonio, TX 78215RIA
BD
CRD#: 46173
New Braunfels, TX
Past
June 1, 2018 - November 19, 2024
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
SAN ANTONIO, TX
Past
May 21, 2010 - November 19, 2024
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW BRAUNFELS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(7/10/2025)
RR
Nebraska(10/28/2025)
RR
New York(3/22/2025)
IAR
New York(4/1/2025)
RR
Ohio(4/29/2025)
RR
Texas(3/21/2025)
IAR
Texas(4/1/2025)
RR
Virginia(3/21/2025)
IAR
Virginia(4/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173New Braunfels, TX 78130TRUST BUT VERIFY
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