Giuseppina Noviello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Giuseppina Noviello, who also goes by Pina Szpak, was a registered financial professional .
Giuseppina is a previously registered financial professional and started their career in finance in 2010. Giuseppina had worked at 2 firms and has passed the Series 7TO, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2018 - April 21, 2020
GRANT THORNTON CORPORATE FINANCE, LLC
July 16, 2010 - January 11, 2017
ERNST & YOUNG CAPITAL ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 7/21/2022
General Securities Representative ExaminationSeries 79TO
Date: 7/21/2022
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 7/21/2022
Operations Professional ExaminationCurrent Firm
GRANT THORNTON CORPORATE FINANCE, LLC
CRD#: 120129 / SEC#: , 8-65264
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
