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JM

James M. Mcgeehan

ENSURE CAPITAL LLC
ALPHARETTA, GA
Some features on this profile are disabled
CRD#: 5743682
JM

Professional summary

James M Mcgeehan is a registered financial advisor currently at ENSURE CAPITAL LLC located in Alpharetta, Georgia.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. James has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James M Mcgeehan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 19, 2025 - Present

ENSURE CAPITAL LLC

RIA
CRD#: 158052
ALPHARETTA, GA
Past

March 11, 2015 - December 31, 2024

ENSURE CAPITAL LLC

RIA
CRD#: 158052
Dunwoody, GA
Past

March 9, 2010 - February 11, 2011

MORGAN STANLEY

RIA
CRD#: 149777
ATLANTA, GA
Past

February 5, 2010 - February 11, 2011

MORGAN STANLEY

BD
CRD#: 149777
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(3/19/2025)
IAR
Virginia
(4/15/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/5/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 3/4/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/4/2010
General Securities Representative Examination

Current Firm

EC
ENSURE CAPITAL LLC
CAM | OAKTREE CAPITAL LLC | JAMES MCGEEHAN | ENSURE CAPITAL LLC

CRD#: 158052 / SEC#:

Georgia
Registered Investment Advisory firm - (3/19/2025 Approved)
Virginia
Registered Investment Advisory firm - (4/15/2025 Approved)
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Contact information

Main Address
Alpharetta, GA
Mailing Address
Phone number
(404) 290-9982
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts4
AUM (Assets Under Management)$ 783,795

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ENSURE CAPITAL LLC

CRD#: 158052Alpharetta, GA

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