Samuel Nofzinger
Professional summary
Samuel Nofzinger, CFA, who also goes by Sam Lawrance Nofzinger, Samuel Laurence Nofzinger, Samuel Lawrance Nofzinger, Samuel L. Nofzinger, is a registered financial professional currently at COINBASE CAPITAL MARKETS CORP located in New York, New York.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 2009. Samuel has worked at 7 firms and has passed the Series 65, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel Nofzinger's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 20, 2026 - Present
COINBASE CAPITAL MARKETS CORP
Office #1: One Madison Ave 24th Fl, New York, NY 10010February 13, 2025 - December 26, 2025
PUBLIC ADVISORS LLC
August 16, 2022 - December 26, 2025
OPEN TO THE PUBLIC INVESTING, INC.
September 27, 2018 - December 20, 2021
SOFI SECURITIES LLC
August 30, 2018 - December 20, 2021
SOFI WEALTH LLC
February 22, 2010 - June 27, 2016
BALLENTINE PARTNERS
December 24, 2009 - February 23, 2010
BALLENTINE FINN & CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
COINBASE CAPITAL MARKETS CORP
CRD#: 10722 / SEC#: 801-78249, 8-28032
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.