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Samuel Nofzinger

COINBASE CAPITAL MARKETS
NEW YORK, NY 10010
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CRD#: 5743483
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Professional summary


Samuel Nofzinger, CFA, who also goes by Sam Lawrance Nofzinger, Samuel Laurence Nofzinger, Samuel Lawrance Nofzinger, Samuel L. Nofzinger, is a registered financial professional currently at COINBASE CAPITAL MARKETS CORP located in New York, New York.

Samuel is registered as a RR (Registered Representative) and started their career in finance in 2009. Samuel has worked at 7 firms and has passed the Series 65, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sam Lawrance Nofzinger | Samuel Laurence Nofzinger | Samuel Lawrance Nofzinger | Samuel L. Nofzinger

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Samuel Nofzinger's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Experience


Current

May 20, 2026 - Present

COINBASE CAPITAL MARKETS CORP

Office #1: One Madison Ave 24th Fl, New York, NY 10010
BD
CRD#: 10722
NEW YORK, NY
Past

February 13, 2025 - December 26, 2025

PUBLIC ADVISORS LLC

RIA
CRD#: 318234
NEW YORK, NY
Past

August 16, 2022 - December 26, 2025

OPEN TO THE PUBLIC INVESTING, INC.

BD
CRD#: 127818
New York, NY
Past

September 27, 2018 - December 20, 2021

SOFI SECURITIES LLC

BD
CRD#: 151717
New York, NY
Past

August 30, 2018 - December 20, 2021

SOFI WEALTH LLC

RIA
CRD#: 167958
New York, NY
Past

February 22, 2010 - June 27, 2016

BALLENTINE PARTNERS

RIA
CRD#: 152802
WALTHAM, MA
Past

December 24, 2009 - February 23, 2010

BALLENTINE FINN & CO INC

RIA
CRD#: 108853
WALTHAM, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 11/24/2009
Uniform Investment Adviser Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CC
COINBASE CAPITAL MARKETS CORP
ADVANCED FINANCIAL PARTNERS | TAX SHELTERS SECURITIES CORPORATION | STEWART FINANCIAL SERVICES | RDD WEALTH MANAGEMENT | OPEN NETWORK FINANCIAL CONSULTING | KEYSTONE DIVERSIFIED SECURITIES | KEYSTONE CAPITAL CORPORATION | COINBASE CAPITAL MARKETS CORP | COINBASE CAPITAL MARKETS | AUOUR ADVISORY, LLC

CRD#: 10722 / SEC#: 801-78249, 8-28032

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
One Madison Ave Suite 230, San Diego, CA 92130
Mailing Address
One Madison Ave 24th Fl, New York, NY 10010
Phone number
(858) 348-4405
Established
California since 06/18/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

KEYSTONE CAPITAL CORPORATION ADV PART 2A (9/22/2015)

Direct owners and executive officers


NamePositionCRD#
COINBASE GLOBAL, INC.DIRECT OWNER
COMPA, GREGORYCHIEF COMPLIANCE OFFICER5324133
COOK, KATHERINE RENEEEXECUTIVE PRINCIPAL3076337
FELDSHTEYN, ARTHURPRINCIPAL OPERATIONS OFFICER4954700
MARTIN, ELIZABETH GREGORYCEO3267444
PLUMMER, CHRISTINE MARIEFINANCIAL OPERATIONS PRINCIPAL2903362

Red Flags


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Company Information


COINBASE CAPITAL MARKETS CORP

CRD#: 10722New York, NY 10010

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