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LS

Lauren H. Shelton

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CRD#: 5743362
LS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lauren Henretta Shelton, who also goes by Lauren R Henretta, Lauren R. Henretta, was a registered financial professional .

Lauren is a previously registered financial professional and started their career in finance in 2010. Lauren had worked at 1 firm and has passed the Series 7 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lauren R Henretta | Lauren R. Henretta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 17, 2010 - June 27, 2014

FIRST TRYON SECURITIES, LLC

BD
CRD#: 7336
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7
Date: 3/16/2010
General Securities Representative Examination

Current Firm

FT
FIRST TRYON SECURITIES, LLC
BRUNNEMER & CO. | FIRST TRYON SECURITIES, LLC | FIRST CHARLOTTE CORPORATION

CRD#: 7336 / SEC#: , 8-21426

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
6101 Carnegie Blvd #210, Charlotte, NC 28209
Mailing Address
6101 Carnegie Blvd #210, Charlotte, NC 28209
Phone number
(704) 372-6118
Established
North Carolina since 07/25/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BRUNNEMER & CO.MEMBER
BRUNNEMER, HUBER KEITH IIIMEMBER, CEO, PRESIDENT AND EXECUTIVE REPRESENTATIVE2758256
BECK, ERIC JASONCCO4824373
BRUNNEMER, HEBER KEITH JRMEMBER33824
CARPENTER, MARGARET BRUNNEMER MS.MEMBER, CHIEF FINANCIAL OFFICER, FINOP,2042716
HOWELL, ELIZABETH WARRENMEMBER, SENIOR VICE PRESIDENT4791377
JOSEPH, ERIC MICHAELMEMBER, SENIOR VICE PRESIDENT4001509
WARDLAW, CRAIG M JR.MEMBER, SENIOR VICE PRESIDENT5316503

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST TRYON SECURITIES, LLC

CRD#: 7336

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