Jeremy D. Baldwin

BALDWIN FINANCIAL

Edmond, OK 73013

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CRD#: 5743175

Professional summary

Jeremy Dillon Baldwin is a registered financial advisor currently at BALDWIN FINANCIAL, LLC located in Edmond, Oklahoma.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jeremy has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) STOCKTON FINANCIAL, FINANCIAL ADVISOR, 1901 SOUTH KELLY AVENUE, SUITE 100, EDMOND, OKLAHOMA 73013, 1/22/13 TO PRESENT, 120 HOURS PER MONTH ALL DURING TRADING HOURS, INVESTMENT RELATED; BUSINESS NAME UNDER WHICH REP DOES SECURITIES BUSINESS THROUGH B/D. 2) BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC�(CRD# 139627 / SEC# 8-67239, 801-69742), INVESTMENT ADVISORY REPRESENTATIVE, 1901 SOUTH KELLY AVENUE, SUITE 100, EDMOND, OKLAHOMA 73013, INVESTMENT RELATED, 160 HOURS PER MONTH DURING TRADING HOURS, 08/01/2017 TO PRESENT, CONDUCT ACTIVITIES THROUGH DBA NAME SUPERVISED BY BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. 3) KALEO CONSULTING, LLC., MANAGING MEMBER. 19041 MEADOWS CROSSING DRIVE, EDMOND OK 73012, 8/8/14 TO PRESENT, 40 HOURS PER MONTH ALL DURING TRADING HOURS, NOT INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Dillon Baldwin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2023 - Present

BALDWIN FINANCIAL, LLC

Office #1: 2917 N.w. 156th Street, Edmond, OK 73013

RIA

CRD#: 324725

Edmond, OK

Past

August 7, 2017 - December 21, 2022

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

Edmond, OK

Past

August 7, 2017 - December 21, 2022

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

Edmond, OK

Past

October 15, 2014 - August 4, 2017

WILBANKS SECURITIES ADVISORY

RIA

CRD#: 118304

Edmond, OK

Past

January 22, 2013 - August 4, 2017

WILBANKS SECURITIES, INC.

CRD#: 40673

Edmond, OK

Past

March 24, 2010 - December 14, 2012

SIGNATOR INVESTORS, INC.

CRD#: 468

OKLAHOMA CITY, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(2/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/16/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/30/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/23/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BALDWIN FINANCIAL, LLC

CRD#: 324725 / SEC#:

Oklahoma

Registered Investment Advisory firm - (2/16/2023 Approved)

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Contact information

Main Address

2917 N.w. 156th Street, Edmond, OK 73013

Mailing Address

Phone number

(405) 266-7856

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	53
AUM (Assets Under Management)	$ 17,137,033

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeremy D. Baldwin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Dillon Baldwin's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY ALLIANCE, LLC.

INTEGRITY ALLIANCE, LLC.

WILBANKS SECURITIES ADVISORY

WILBANKS SECURITIES, INC.

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/16/2014

Series 63

Date: 3/30/2010

SIE

Date: 10/1/2018

Series 7

Date: 2/19/2014

Series 6

Date: 3/23/2010

Current Firm

BALDWIN FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BALDWIN FINANCIAL, LLC

TRUST BUT VERIFY

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