CL
Claudio P. Larrain
LARRAINVIAL SECURITIES US LLC
Las Condes, Santiago, 7550177
Some features on this profile are disabled
CRD#: 5742665
CL
Professional summary
Claudio Patricio Larrain is a registered financial professional currently at LARRAINVIAL SECURITIES US LLC .
Claudio is registered as a RR (Registered Representative) and started their career in finance in 2010. Claudio has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Claudio Patricio Larrain's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 6, 2010 - Present
LARRAINVIAL SECURITIES US LLC
Office #1: El Bosque Norte 0177, Las Condes, Santiago 7550177BD
CRD#: 152424
Las Condes, Santiago,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/10/2022)
RR
Alaska(2/24/2022)
RR
Arizona(2/24/2022)
RR
Arkansas(4/11/2022)
RR
California(12/13/2019)
RR
Colorado(12/4/2019)
RR
Connecticut(2/17/2022)
RR
Delaware(6/21/2022)
RR
District of Columbia(2/9/2022)
RR
Florida(2/15/2017)
RR
Georgia(2/16/2022)
RR
Hawaii(3/7/2022)
RR
Idaho(1/19/2022)
RR
Illinois(5/23/2022)
RR
Indiana(3/21/2022)
RR
Iowa(1/18/2022)
RR
Kansas(2/4/2022)
RR
Kentucky(1/19/2022)
RR
Louisiana(2/7/2022)
RR
Maine(2/28/2022)
RR
Maryland(2/2/2022)
RR
Massachusetts(5/6/2022)
RR
Michigan(4/6/2022)
RR
Minnesota(4/18/2022)
RR
Mississippi(1/13/2022)
RR
Missouri(3/23/2022)
RR
Montana(2/8/2022)
RR
Nebraska(2/7/2022)
RR
Nevada(1/28/2022)
RR
New Hampshire(4/15/2022)
RR
New Jersey(2/17/2022)
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New Mexico(4/8/2022)
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New York(4/22/2015)
RR
North Carolina(1/21/2022)
RR
North Dakota(2/3/2022)
RR
Ohio(2/2/2022)
RR
Oklahoma(1/13/2022)
RR
Oregon(2/8/2022)
RR
Pennsylvania(1/13/2022)
RR
Puerto Rico(2/22/2022)
RR
Rhode Island(1/18/2022)
RR
South Carolina(2/3/2022)
RR
South Dakota(1/18/2022)
RR
Tennessee(6/12/2025)
RR
Texas(1/16/2022)
RR
Utah(1/13/2022)
RR
Vermont(3/22/2022)
RR
Virginia(2/2/2022)
RR
Washington(2/16/2022)
RR
West Virginia(3/1/2022)
RR
Wisconsin(2/16/2022)
RR
Wyoming(2/9/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LARRAINVIAL SECURITIES US LLC
LARRAINVIAL SECURITIES US LLC
CRD#: 152424 / SEC#: , 8-68452
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
El Bosque Norte 0177, Las Condes Santiago 7550100
Mailing Address
400 Madison Avenue Suite 5c, New York, NY 10017
Phone number
562 2339-8562
Established
Delaware since 11/02/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Red Flags
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