Patrick O. Sandercock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick O Brien Sandercock was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2010. Patrick had worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2019 - September 3, 2024
PEAKSTONE SECURITIES, LLC
September 16, 2016 - March 25, 2019
DREXEL HAMILTON, LLC
October 23, 2015 - July 11, 2016
BMO CAPITAL MARKETS CORP.
February 9, 2010 - October 20, 2015
BMO CAPITAL MARKETS GKST INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PEAKSTONE SECURITIES, LLC
CRD#: 157146 / SEC#: , 8-68835
Contact information
FINRA licenses (16 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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