Barbara E. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Elaine Williams, who also goes by Barbara Elaine Thompson, Barbara E. Williams, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 2009. Barbara had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2009 - March 7, 2025
BRIDGEBAY FINANCIAL, INC.
Primary Firm SEC Registration
BRIDGEBAY FINANCIAL, INC.
CRD#: 130279 / SEC#: 801-108193
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRIDGEBAY FINANCIAL, INC.
CRD#: 130279 / SEC#: 801-108193
Contact information
SEC notice filing (1 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
