Jonathan T. Froshaug
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Tyler Froshaug, who also goes by Jonathan Froshaug, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2010. Jonathan had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2015 - March 15, 2017
PAYCHEX SECURITIES CORPORATION
January 3, 2011 - May 22, 2014
JANUS HENDERSON DISTRIBUTORS US LLC
March 2, 2010 - December 23, 2010
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PAYCHEX SECURITIES CORPORATION
CRD#: 39733 / SEC#: , 8-48942
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
