James P. Miller

RUESOFF ASSET MANAGEMENT LLC

Laguna Niguel, CA

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CRD#: 5742070

Professional summary

James Patrick Miller, who also goes by James Miller, Jim Miller, is a registered financial advisor currently at RUESOFF ASSET MANAGEMENT LLC located in Laguna Niguel, California and CONCORD INVESTMENT COUNSEL located in Irvine, California.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. James has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Miller | Jim Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Miller also performs consulting accounting work as an independent contractor, 30hrs/mo.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Patrick Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2023 - Present

RUESOFF ASSET MANAGEMENT LLC

RIA

CRD#: 325121

Laguna Niguel, CA

Current

July 18, 2025 - Present

CONCORD INVESTMENT COUNSEL

Office #1: 9259 Research Drive, Irvine, CA 92618

RIA

CRD#: 107901

Irvine, CA

Past

March 23, 2017 - July 30, 2023

APOGEE ADVISORS LLC

RIA

CRD#: 286680

LAGUNA HILLS, CA

Past

August 13, 2015 - February 22, 2018

APOGEE ADVISORS LLC

RIA

CRD#: 174236

LAGUNA HILLS, CA

Past

December 2, 2011 - January 13, 2016

DENSEN GROUP, INC.

RIA

CRD#: 153144

ALISO VIEJO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONCORD INVESTMENT COUNSEL

CONCORD INVESTMENT COUNSEL | PLETCHER MITCHELL ANTHONY | MITCHELL ANTHONY CAPITAL MANAGEMENT

CRD#: 107901 / SEC#: 801-39752

RIA

Registered Investment Advisory firm - (9/4/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/30/2023)

IAR

Nevada
(1/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/11/2011

Uniform Investment Adviser Law Examination

Current Firm

CONCORD INVESTMENT COUNSEL

CONCORD INVESTMENT COUNSEL | PLETCHER MITCHELL ANTHONY | MITCHELL ANTHONY CAPITAL MANAGEMENT

CRD#: 107901 / SEC#: 801-39752

RIA

Registered Investment Advisory firm - (9/4/1991 Approved)

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Contact information

Main Address

9259 Research Drive, Irvine, CA 92618

Mailing Address

Phone number

(949) 852-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II (6/28/2025)

Regulatory assets under management

Total Number of Accounts	458
AUM (Assets Under Management)	$ 327,455,935

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James P. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Patrick Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

RUESOFF ASSET MANAGEMENT LLC

CONCORD INVESTMENT COUNSEL

APOGEE ADVISORS LLC

APOGEE ADVISORS LLC

DENSEN GROUP, INC.

Primary Firm SEC Registration

CONCORD INVESTMENT COUNSEL

State Registrations and Notice Filings

Exams

Series 65

Date: 10/11/2011

Current Firm

CONCORD INVESTMENT COUNSEL

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONCORD INVESTMENT COUNSEL

TRUST BUT VERIFY

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