James P. Miller

RUESOFF ASSET MANAGEMENT

Laguna Niguel, CA

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CRD#: 5742070

Professional summary

James Patrick Miller, who also goes by James Miller, Jim Miller, is a registered financial advisor currently at RUESOFF ASSET MANAGEMENT LLC located in Laguna Niguel, California.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. James has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Miller | Jim Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Patrick Miller's CRS (Customer Relationship Summary).

DENSEN GROUP, INC.

RIA

CRD#: 153144

ALISO VIEJO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/30/2023)

IAR

Nevada
(1/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/11/2011

Uniform Investment Adviser Law Examination

Current Firm

RUESOFF ASSET MANAGEMENT LLC

CRD#: 325121 / SEC#:

California

Registered Investment Advisory firm - (3/30/2023 Approved)

Nevada

Registered Investment Advisory firm - (1/3/2025 Approved)

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Contact information

Main Address

Henderson, NV

Mailing Address

Phone number

(949) 777-5566

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	48
AUM (Assets Under Management)	$ 37,944,635

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James P. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Patrick Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

RUESOFF ASSET MANAGEMENT LLC

CONCORD INVESTMENT COUNSEL

APOGEE ADVISORS LLC

APOGEE ADVISORS LLC

DENSEN GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/11/2011

Current Firm

RUESOFF ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RUESOFF ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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