Gael D. Knight

KNIGHT AND COMPANY WEALTH ADVISORS

SAN JOSE, CA 95118

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CRD#: 5741747

Professional summary

Gael Douglas Knight is a registered financial advisor currently at KNIGHT AND COMPANY WEALTH ADVISORS, LLC located in San Jose, California.

Gael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Gael has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GAEL KNIGHT IS A CPA WITH THE GAEL KNIGHT COMPANY CERTIFIED PUBLIC ACCOUNTANTS, INC. SAN JOSE, CA. SINCE JULY 2015. THE ACCOUNTING FIRM BUSINESS IS NOT INVESTMENT-RELATED. HIS DUTIES INCLUDE: FULL RANGE OF ACCOUNTING SERVICES INCLUDING TAX PREPARATION. HE DEVOTES 125 HOURS PER MONTH TO THE ACCOUNTING FIRM BUSINESS WITH 66 OF THOSE HOURS OCCURRING DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gael Douglas Knight's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2014 - Present

KNIGHT AND COMPANY WEALTH ADVISORS, LLC

Office #1: 3150 Almaden Expressway Suite 103, San Jose, CA 95118

RIA

CRD#: 171840

SAN JOSE, CA

Past

March 16, 2010 - March 31, 2015

CONCERT WEALTH MANAGEMENT

RIA

CRD#: 141253

LOS ALTOS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/23/2014)

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Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/2009

Uniform Investment Adviser Law Examination

Current Firm

KNIGHT AND COMPANY WEALTH ADVISORS, LLC

KNIGHT & COMPANY WEALTH ADVISORS, LLC | KNIGHT AND COMPANY WEALTH ADVISORS, LLC

CRD#: 171840 / SEC#:

California

Registered Investment Advisory firm - (9/23/2014 Approved)

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Contact information

Main Address

307 Ray Street, Pleasanton, CA 94566

Mailing Address

Phone number

(408) 267-3105

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	103
AUM (Assets Under Management)	$ 53,311,566

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Gael D. Knight

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gael Douglas Knight's CRS (Customer Relationship Summary).

Certified licenses

Experience

KNIGHT AND COMPANY WEALTH ADVISORS, LLC

CONCERT WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/2009

Current Firm

KNIGHT AND COMPANY WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KNIGHT AND COMPANY WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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