Carla M. Dower
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carla Michele Dower was a registered financial professional .
Carla is a previously registered financial professional and started their career in finance in 2011. Carla had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2013 - August 9, 2018
AMERICAN EAGLE WEALTH ADVISORS INC.
September 13, 2013 - April 2, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
October 13, 2011 - April 2, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN EAGLE WEALTH ADVISORS INC.
CRD#: 144864 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
