Timothy C. Farley

TEMPO WEALTH

INDEPENDENCE, OH 44131

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CRD#: 5741616

Professional summary

Timothy Charles Farley JR., ChFC®, CLU®, who also goes by Timothy Farley, is a registered financial advisor currently at TEMPO WEALTH located in Independence, Ohio.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Timothy has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Timothy Farley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME: TIMOTHY C FARLEY JR. INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: LIFE, DI, LTC AND FIXED ANNUITIES INSURANCE SALES POSITION: AGENT START DATE: 2/24/2016 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5 2) NAME: JL THOMAS, BUA, PREMIER BROKERAGE SERVICES. EACH OF THESE 3 ARE INSURANCE BROKERAGE FIRMS FOR FIXED BUSINESS WHICH INCLUDE LIFE INSURANCE , DISABILITY COVERAGE, LONG-TERM CARE INSURANCE AND FIXED ANNUITIES. AS FOR COMMISSIONS, I RECEIVE A COMMISSION FROM THE COMPANY THAT I WRITE THE COVERAGE THROUGH. MOST COMMISSIONS ARE UP-FRONT AND WITH SOME LIFE INSURANCE CARRIERS, THERE IS A SMALL RENEWAL COMMISSION AS THE POLICY REMAINS IN-FORCE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Charles Farley JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

May 30, 2025 - Present

TEMPO WEALTH

Office #1: 6133 Rockside Road, Building Ii Suite 400, Independence, OH 44131

RIA

CRD#: 336316

INDEPENDENCE, OH

Past

May 2, 2019 - May 19, 2025

CLEVELAND WEALTH, LLC

RIA

CRD#: 282196

CLEVELAND, OH

Past

January 20, 2010 - May 1, 2019

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

CLEVELAND, OH

Past

January 15, 2010 - May 1, 2019

MML INVESTORS SERVICES, LLC

CRD#: 10409

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TEMPO WEALTH

TEMPO WEALTH | TEMPO WEALTH, LLC

CRD#: 336316 / SEC#: 801-132895

RIA

Registered Investment Advisory firm - (5/30/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/30/2025)

IAR

Ohio
(6/3/2025)

IAR

Texas
(5/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/27/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/2/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/14/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TEMPO WEALTH

TEMPO WEALTH | TEMPO WEALTH, LLC

CRD#: 336316 / SEC#: 801-132895

RIA

Registered Investment Advisory firm - (5/30/2025 Approved)

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Contact information

Main Address

6133 Rockside Road, Building Ii Suite 400, Independence, OH 44131

Mailing Address

Phone number

(440) 568-3676

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/17/2025)

Regulatory assets under management

Total Number of Accounts	440
AUM (Assets Under Management)	$ 215,954,924

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy C. Farley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Charles Farley JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

CLEVELAND WEALTH, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

TEMPO WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 8/27/2011

SIE

Date: 10/1/2018

Series 7

Date: 5/2/2011

Series 6

Date: 1/14/2010

Current Firm

TEMPO WEALTH

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TEMPO WEALTH

TRUST BUT VERIFY

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