WC
William M. Clark
MICROVENTURE MARKETPLACE
AUSTIN, TX 78702
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CRD#: 5741424
WC
Professional summary
William Michael Clark is a registered financial professional currently at MICROVENTURE MARKETPLACE INC. located in Austin, Texas.
William is registered as a RR (Registered Representative) and started their career in finance in 2010. William has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view William Michael Clark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 27, 2010 - Present
MICROVENTURE MARKETPLACE INC.
Office #1: 2903 E 2nd St, Austin, TX 78702Office #2: 2903 E 2nd St, Austin, TX 78702BD
CRD#: 152513
AUSTIN, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/16/2014)
RR
Alaska(11/12/2014)
RR
Arizona(10/13/2010)
RR
Arkansas(4/20/2015)
RR
California(9/3/2010)
RR
Colorado(10/7/2010)
RR
Connecticut(1/26/2011)
RR
Delaware(4/7/2014)
RR
District of Columbia(3/25/2014)
RR
Florida(1/3/2011)
RR
Georgia(8/27/2010)
RR
Hawaii(10/10/2013)
RR
Idaho(4/16/2013)
RR
Illinois(10/13/2010)
RR
Indiana(12/15/2010)
RR
Iowa(2/24/2014)
RR
Kansas(5/12/2014)
RR
Kentucky(8/19/2013)
RR
Louisiana(2/13/2012)
RR
Maine(9/19/2013)
RR
Maryland(9/7/2012)
RR
Massachusetts(9/9/2010)
RR
Michigan(10/11/2010)
RR
Minnesota(7/30/2012)
RR
Mississippi(5/28/2014)
RR
Missouri(3/25/2014)
RR
Montana(7/21/2014)
RR
Nebraska(4/30/2014)
RR
Nevada(7/23/2012)
RR
New Hampshire(7/13/2015)
RR
New Jersey(9/22/2010)
RR
New Mexico(9/9/2013)
RR
New York(8/30/2010)
RR
North Carolina(9/9/2010)
RR
North Dakota(10/30/2014)
RR
Ohio(9/2/2010)
RR
Oklahoma(4/16/2013)
RR
Oregon(10/8/2013)
RR
Pennsylvania(9/9/2010)
RR
Rhode Island(10/14/2014)
RR
South Carolina(5/21/2014)
RR
South Dakota(4/16/2013)
RR
Tennessee(9/10/2013)
RR
Texas(8/26/2010)
RR
Utah(9/19/2013)
RR
Vermont(12/20/2010)
RR
Virginia(6/13/2011)
RR
Washington(9/1/2010)
RR
West Virginia(2/19/2014)
RR
Wisconsin(3/25/2014)
RR
Wyoming(4/24/2015)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MM
MICROVENTURE MARKETPLACE INC.
MICROVENTURE MARKET PLACE INC. | MICROVENTURE MARKETPLACE INC.
CRD#: 152513 / SEC#: , 8-68458
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2903 E 2nd St, Austin, TX 78702
Mailing Address
2903 E 2nd St, Austin, TX 78702
Phone number
(512) 461-3686
Established
Delaware since 10/26/2009
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
