Benjamin J. Hart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Jacob Hart, who also goes by Ben Hart, Benjamin Hart, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2010. Benjamin had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2017 - November 3, 2022
GLENVILLE CAPITAL MANAGEMENT, LLC
November 22, 2010 - August 14, 2017
HAVERFORD TRUST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
GLENVILLE CAPITAL MANAGEMENT, LLC
CRD#: 143872 / SEC#: 801-108958
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 30,675,795 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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